Investment Research

Investment Research

Access Insights Typically Reserved for Large Institutions

Lockwood Advisors, Inc. can provide institutional-quality research across markets, portfolio construction, manager due diligence and ongoing monitoring. Lockwood believes these insights are shaped by three core philosophical pillars:

  • Long-term perspective: Maintaining a long-term investment horizon may help control emotional and behavioral bias that can often lead to poor investment outcomes.
  • Disciplined risk controls: The goal of steady long-term wealth accumulation has a greater chance of being achieved with a bias toward avoiding losses.
  • Drawing from the strength and experience of BNY Mellon: The process uses the research resources of BNY Mellon, providing capital market, asset allocation and manager selection views.
Looking Behind the Numbers to Pursue Investment Value

Using a clearly defined and repeatable process, Lockwood evaluates multiple strategy inputs as they relate to economic outlook, capital markets expectations, asset allocation and portfolio construction. It then employs its experience, analytic technology and committee-based decision-making process to conduct manager due diligence and ongoing monitoring2 based on multiple factors, from organization and personnel to philosophy and process to implementation, and performance.

The team works hard to seek to stay ahead of the curve as market signals and the evolving financial landscape dictate change. They can help you in your efforts to do the same.

Evaluating the Investment World from Multiple Angles

Strategy inputs
Lockwood Inverstment Team
Lockwood
Investment Team
BNY Mellon Manager Research Group
Lockwood
BNY Mellon Manager
Research Group1
BNY Mellon Capital Markets Assumption Team
BNY Mellon
Capital Markets
Assumption Team


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Arrow right Investment committee
Lockwood
investment committee
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Risk, Return and
Correlation
Forecasts
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Strategic
Asset Allocation
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Manager Selection
Due Diligence
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Manager Selection
and Pairings
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Trading and
Risk Management
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Final Portfolio
Construction

 

Working with BNY Mellon Manager Research Group
Factors integration
Careful integration of
factors equals insight
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Organization
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Personnel
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Investment Philosophy icon
Investment
Philosophy
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Investment
Process
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Implementation
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Performance

1 Lockwood receives certain research services from the BNY Mellon Manager Research Group in manager research, due diligence and ongoing monitoring.
2 This service relates to the managers and investment vehicles under Lockwood's research coverage process.

All third party marks belong to their respective owners.

For professional use only. Not intended for use by the general public. Pershing does not provide investment advice. Professionally managed investment advisory services, if offered, are provided by Lockwood Advisors, Inc. (Lockwood), a Pershing affiliate and an investment adviser registered in the United States under the Investment Advisers Act of 1940. 

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