Lockwood Advisors, Inc. can provide institutional-quality research across markets, portfolio construction, manager due diligence and ongoing monitoring. Lockwood believes these insights are shaped by three core philosophical pillars:
Using a clearly defined and repeatable process, Lockwood evaluates multiple strategy inputs as they relate to economic outlook, capital markets expectations, asset allocation and portfolio construction. It then employs its experience, analytic technology and committee-based decision-making process to conduct manager due diligence and ongoing monitoring2 based on multiple factors, from organization and personnel to philosophy and process to implementation, and performance.
The team works hard to seek to stay ahead of the curve as market signals and the evolving financial landscape dictate change. They can help you in your efforts to do the same.
1 Lockwood receives certain research services from the BNY Mellon Manager Research Group in manager research, due diligence and ongoing monitoring.
2 This service relates to the managers and investment vehicles under Lockwood's research coverage process.
All third party marks belong to their respective owners.
For professional use only. Not intended for use by the general public. Pershing does not provide investment advice. Professionally managed investment advisory services, if offered, are provided by Lockwood Advisors, Inc. (Lockwood), a Pershing affiliate and an investment adviser registered in the United States under the Investment Advisers Act of 1940.
Important Disclosures [PDF] | SEC Share Class Selection Disclosure [PDF] | Trade Away Transactions FAQ [PDF] | Trade Away Summary: Q1 2018 [PDF], Q2 2018 [PDF], Q3 2018 [PDF], Q4 2018 [PDF], Q1 2019 [PDF], Q2 2019 [PDF], Q3 2019 [PDF], Q4 2019 [PDF], Q1 2020 [PDF] & Q2 2020 [PDF] | Lockwood's Form ADV Part 2 Brochures | Lockwood’s Form CRS [PDF]