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Small Business
Retirement Plans

Unlock the Full Potential in
Small Business Plans

Small businesses can offer big opportunities. They give retirement specialists the chance to build strong relationships on multiple levels—with the business, its owners and its employees. The question is, how can you deliver excellent service at a reasonable cost?

Pershing can help you meet the diverse needs of small businesses in a cost-effective way.

We make it more convenient to deliver popular, easy-to-administer plans that are designed to meet the unique needs of small businesses—regardless of their size or sector. Pershing supports individual brokerage accounts for the following plans:

  • Simplified Employee Pension (SEP) Individual Retirement Account (IRA)
  • Savings Incentive Match Plan for Employees (SIMPLE) IRA
  • Individual 401(k)
  • 401(k) Plans
  • 403(b)(7) Custodial Accounts
  • Money Purchase Pension Plans
  • Profit Sharing Plans

Our Capabilities


Low-Cost Mutual Fund Only Option

Now you can help small businesses control expenses by offering a distinctive benefit from Pershing. Available exclusively to Pershing clients, our Mutual Fund Only Option is available for small business SEP and SIMPLE IRA plans. It carries a low-cost annual maintenance fee.


Full-Featured Retirement Plans  

For more complex plans, Pershing's  Retirement Plan Network  offers a flexible open-architecture platform for the sales, servicing and custody of retirement plan assets—integrated into NetX360.


Business-Building Tools and Resources

Pershing offers extensive ready-to-go resources to help small business retirement specialists grow their revenue and engage their clients and prospects.

Ask how we can help transform
your business

Featured Solutions and Resources

Discover a new open-architecture platform for the sales, servicing and custody of retirement plan assets—integrated into NetX360.

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Manage the complex retirement planning needs of small businesses with SEP IRA, SIMPLE IRA, Individual 401(k), 401(k), 403(b) and profit sharing plans.

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Learn how our annuity and insurance solutions can help you address your investors’ retirement income needs.

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