Investors

Working Behind the Scenes

At Pershing, we work behind the scenes to help financial institutions serve investors.

You will see our name on your statements, trade confirmations and other notices about your account. We offer a host of solutions to advisors, institutions, fund managers and other financial businesses—so they can help you achieve a more secure financial future¹.

Proven. Tested. Trusted.

You can feel confident that your assets are in strong hands. For 75 years, we have been committed to the safekeeping, servicing, and reporting of assets for investors like you. Pershing is the trusted choice of more than 1,400 financial institutions in 40 countries.

Learn more about the protection of your assets.

Opportunities for Every Investor—and Every Goal

We give your financial provider access to a vast array of trading and investing solutions for you, including:

• Global trading in over 60 markets with opportunities in equities, options, fixed income and collateral funding
• More than 23,000 mutual funds²
• Over 1,600 exchange-traded funds (ETFs) and exchange-traded notes (ETNs)
• Alternative investments, including non-traded real estate investment trusts (REITs), hedge funds, limited partnerships and private equity
• Asset management accounts to help you manage day-to-day financial needs—including checking, investing and bill payments
• Lending solutions, including margin lending, securities-based consumer lending and mortgage referrals
• A fully-paid securities lending program^*, allowing you to earn additional revenue potential from securities you already own
• 529 plans, Coverdell Accounts, and Health Savings Accounts
• IRAs and other retirement solutions
• Wealth management solutions, including donor-advised funds, corporate executive services, and trust solutions

Award-winning Technology

Pershing’s technology powers many of the world’s leading financial companies. Our NetXInvestor^® portal and app gives you a direct window into your financial world—with 24/7 access to accounts, financial information and market data.

Protecting Your Privacy

The confidentiality of your personal information is carefully protected with an array of advanced physical, electronic, and procedural safeguards. See our privacy statement.

Learn more

If you have questions about your accounts, please contact your advisor or financial organization. Pershing cannot respond to direct inquiries from investors.

¹Pershing provides certain services on behalf of your financial professional. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. There is no guarantee that any investment strategy or approach will be successful or achieve any particular level of results. All investment products involve risk of principal loss.

²Access varies. Contact your advisor or financial organization for additional information.

*In light of recent regulatory developments and anticipated changes to our Fully Paid Securities Lending program, we are not accepting new participants to our Fully Paid Securities Lending program temporarily. More information on the launch of our updated program will be available in 2021.