Pershing Serves Broker-Dealers

Transform Your Business for Growth

Today, broker-dealers are striving to adapt to a new landscape. Costs are rising, competition from other business models is fierce and margins are under increasing pressure. Regulation continues to change at breakneck speed, and firms are in a tight race for talent.

How can you meet investor expectations, boost efficiencies and achieve your goals for growth?

Pershing can help you transform your business, with a customizable, comprehensive solution. We offer a fully integrated connection between your front-end client experience and Pershing’s turnkey execution, clearing and custody platform. You can power your business with a proven, industry-leading infrastructure so you can have the freedom to focus on growth. You can quickly and cost effectively add new capabilities, streamline processing and expand your revenue streams.

We serve broker-dealers of every business model, including:

  • Full-service firms
  • Banks
  • Independent or insurance firms
  • Institutional firms
  • Self-directed firms
  • Self-clearing firms
  • Global financial firms

What We Provide You

  • Financial strength and stability
  • A business-to-business focus that means our success is tied to yours
  • Sophisticated investment and credit solutions to help solve clients’ increasingly complex needs
  • Global trading and execution for a full array of asset classes
  • Resources to help you adapt to regulatory change
  • Flexible technology and enterprise data management solutions
  • A streamlined client onboarding experience to help advisors deliver superior service to new clients
  • Sophisticated solutions for serving high-net-worth and ultra high-net-worth clients
  • A flexible range of managed account solutions to help you grow your advisory business
  • Retirement solutions to help you capture the growing retirement market
  • Proven and reliable operational support
  • A dedicated service model offering personalized, proactive support from a highly experienced team
  • Expansive practice management and marketing solutions to help you manage risk, optimize human capital and grow your business

Featured Solutions and Resources