Managed Investments: Broker-Dealer Solutions

Managed Investments: Broker-Dealer Solutions

Advisory Solutions Designed to Complement the Way You Do Business

Pershing's managed investments solutions are designed help your advisory business thrive. It brings together powerful technology, practice management tools, and the experience of a seasoned team. Through Pershing and our affiliate Lockwood Advisors, Inc. you can access:

  • Separately Managed Accounts (SMAs)1, 2
  • Mutual Fund/Exchange-Traded Fund Accounts1, 2
  • Unified Managed Accounts (UMAs)1, 2
  • Advisor Directed Solutions2

Pershing can help you:

  • Simplify time-consuming daily tasks and improve user productivity and efficiency
  • Personalize your advisors' experience through meaningful, customizable features that help them manage their books of business
  • Grow managed account assets through new client acquisition or conversion of existing client assets
  • Compete for market share by leveraging innovative tools and capabilities

You can also leverage Pershing's regional field support team to help drive managed account adoption across your firm and help your advisors build their practices.

A Seamless Environment

You can rely on Pershing's expertise to seamlessly integrate its managed investments solution into your platform regardless if you custody your assets with Pershing or elsewhere. Pershing's technology can take your advisors from proposal to performance reporting in one integrated environment.

Tailored to Your Needs

Pershing offers the freedom to tailor its offerings to your firms' needs, brand and culture. You can enjoy broad flexibility in the way you structure your advisory programs, implement client profiling guidelines, and define asset and style allocation strategies.

The Knowledge of a Leading Provider

Looking for additional assistance with your investment process so you can focus on your clients' experience? Pershing's affiliate, Lockwood can help. Lockwood's suite of managed account solutions include comprehensive investment strategies and independent research. Learn more about Lockwood .

1 Advisory solutions offered through Lockwood Advisors, Inc.

2 Managed investments platform technology offered through Pershing, LLC.

Investment advisory services are offered through Lockwood Advisors, Inc. (Lockwood), an affiliate of Pershing. Lockwood is an investment adviser registered in the United States under the Investment Advisers Act of 1940, an affiliate of Pershing LLC each wholly-owned subsidiaries of The Bank of New York Mellon Corporation.

Featured Solutions and Resources