Managed Account Solutions for the RIA

Managed Investments for Registered Independent Advisors

A Solution for Every Business Model

Are you an established wealth manager looking to consolidate asset manager relationships? Would you benefit from outsourcing investment advisory services for a portion of your clients? Do you need to get a new wealth management practice up and running, or are you still weighing a transition to an advisory business model?

However you structure your practice, Advisor Solutions offers a choice of approaches designed to fit your needs:

  • Maximum in-house control. Interested in keeping manager research, due diligence, performance reporting or other processes in-house? Advisor Solutions’ Dual Contract Program gives you maximum control.
  • Mixed level of control. Advisor Solutions’ RIA-Sponsored Program lets you offer managed account products, negotiate fees and account minimums with a customized roster of money managers, and enter into advisory agreements directly with clients with the backing of our affiliate, Lockwood Advisors, Inc.  providing program oversight.
  • Fully outsourced solution. Advisor Solutions’ Turnkey Asset Management Provider (TAMPs) Program lets you choose from Pershing’s select network of TAMPs. Providers include:
    • AssetMark
    • Clark Capital Management Group
    • The Elements Financial Group
    • Envestnet Asset Management
    • Hanlon Investment Management
    • Independent Portfolio Consultants
    • Lockwood Advisors, Inc.
    • Madison Asset Management
    • Portfolio Design Advisors
    • Portfolio Strategies Inc.
    • Sowell Management Services
    • Sterling Capital Management
    • WBI Investments
Seamless Integration with NetX360®

Advisor Solutions offers a one-stop solution that provides you access to managed account services and tools that are fully integrated into our NetX360® advisor platform.

Access to a Broad Universe of Strategies

Advisor Solutions serves advisors and financial organizations exclusively, with no competing retail channel. Rather than trying to steer you into proprietary solutions, Advisor Solutions gives you the options you need to follow your own independent judgment for your clients.

Investment advisory services are offered through Lockwood Advisors, Inc. (Lockwood). Lockwood is an investment adviser registered in the United States under the Investment Advisers Act of 1940, an affiliate of Pershing LLC and a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon).

Advisor Solutions refers to the brokerage services business of Pershing Advisor Solutions LLC and/or the bank custody solutions business of BNY Mellon, N.A. Pershing Advisor Solutions LLC, member FINRA, SIPC, is a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Clearing, brokerage custody or other related services may be provided by Pershing LLC, member FINRA, NYSE, SIPC. Pershing Advisor Solutions relies on its affiliate Pershing LLC to provide execution services. Bank custody and private banking solutions are provided by BNY Mellon, National Association (BNY Mellon, N.A.), member FDIC, a wholly owned subsidiary of The Bank of New York Mellon Corporation.

Featured Solutions and Resources

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