Fund Solutions

Fund Solutions - Pershing

Access Thousands of Choices

Our open architecture platform offers you easy access to a vast array of mutual funds, including no-transaction-fee (NTF) mutual funds, to help clients reach their unique investment goals.

Pershing's mutual fund marketplace can help reduce your operating expenses and headaches—because it runs on our infrastructure, not yours. We offer a wide range of turnkey outsourcing solutions for administration and account management. We are also a recognized leader in exchange-traded funds (ETFs) and exchange-traded notes (ETNs).

Mutual Fund Supermarket

FundCenter® is a one-stop mutual fund supermarket

  • Access to over 29,000+ mutual funds from more than 775+ fund families1
  • Efficiency in reaching multiple providers
  • Powerful lineup of business-building tools, services and support
Vast Array of NTF Funds
  • Access to more than 4,900 mutual funds from over 300 families with no transaction fees2 with FundVest®
  • No load funds available through the FundVest Focus® program
  • Load-waived funds at net asset value, accessible via FundVest Institutional® programs

Offshore Flex, provides a wide selection of mutual funds trading without a ticket charge, with no minimums or holding periods, for investors outside the United States. It is designed to complement fee-only, fee-based and commission-based environments.3

Research-Driven List of NTF Mutual Funds

FundVest 200® is a research-driven list of NTF mutual funds available through Pershing's FundVest platform.

Provided at no additional charge, the list, curated by Lockwood Advisors, Inc. (Lockwood)4, may be a useful tool to help guide you in constructing investor portfolios.

The program is designed to assist you in strengthening your investor relationships and may help enhance your business by offering you guidance from an affiliate that specializes in institutional investment due diligence.

Lockwood partners with BNY Mellon Investor Solutions Manager Research to conduct initial due diligence and ongoing monitoring of each mutual fund.

Tools and Information

The Investment Center features valuable tools and information on mutual funds, making it easier than ever to review, screen and compare thousands of fund choices.

Available through our NetX360® platform, the Investment Center also offers mutual fund profile snapshots, as well as performance and ratings provided by Morningstar®.

Analyze and Invest in ETFs

We are committed to delivering the highest quality client service and continuing to expand our ETF capabilities, including access to more than 500 No-Transaction-Fee ETFs through FundVest ETF.

  • Searchable data on over 2,500 ETFs and ETNs
  • Data, profile snapshots, performance and ratings provided by Morningstar

All statistics as of April 30, 2022.

1 Access varies by broker-dealer custodian. Contact your broker-dealer custodian for additional information.

2 For additional information on any fund available through the FundVest programs, including charges and expenses, please consult the respective fund’s prospectus. Purchase minimums may apply in order to qualify as a FundVest NTF mutual fund trade. Positions acquired without a transaction fee must be held for a required period of up to six months to be eligible for a free redemption. Redemptions held for less than the required period will incur a short-term redemption fee. Please consult with your financial organization for further details. Mutual funds may impose their own redemption fees as per their prospectus. Please refer to the individual fund’s prospectus for more details. Pershing reserves the right to discontinue the FundVest program at any time, at its sole discretion. In addition, Pershing reserves the right to change the funds available at any time.

3 Offshore Flex is not available for retirement accounts.

4 Lockwood Advisors, Inc. (Lockwood) is an investment adviser registered in the United States under the Investment Advisers Act of 1940. Lockwood is an affiliate of Pershing LLC (Pershing), each wholly owned subsidiaries of The Bank of New York Mellon Corporation (BNY Mellon). The FundVest 200 list is provided for informational purposes only and is not intended to meet the objectives or suitability requirements of any specific individual or account. Investment needs should be based on an investor’s specific financial circumstances and investment objectives. Neither the information nor any opinions expressed herein should be constructed as a solicitation or recommendation by Lockwood, Pershing LLC, BNY Mellon or any affiliated company to buy or sell any securities or investments. Please refer to the FundVest 200 list of funds, available in Fund Center via NetX360, for more information and important disclosures regarding this program.

Mutual funds are sold only by prospectus and all funds may not be available in all jurisdictions. Investors should carefully consider the investment objectives, risks, charges, fees and expenses of any mutual fund before investing. This and other important information can be found in the fund prospectus and, if available, the summary prospectus, which may be obtained through your advisor or by calling the fund or by visiting the fund’s website. Please read each fund’s prospectus and, if available, the summary prospectus carefully before investing.

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