Client Asset Protection

Client Asset Protection - Pershing UK

Committed to the Safekeeping of Your Clients' Investments

The safe protection of investor assets is—and always will be—an integral part of the Pershing service. Rigorous internal control measures mean that we adhere to industry regulations, implement strict risk and information management policies, and have a team of business professionals in place to protect the integrity of your clients’ assets. In a world of uncertainty, we bring them safety and certainty.

How can you demonstrate to your investors that their assets are safe with Pershing?

  • As part of BNY Mellon , the world's largest custodian and a Global SIFI, client asset protection is at the core of what we do
  • Clearing and custody are our primary activities
  • We are regulated by the FCA and adhere to the FCA Client Asset Rules in the UK, and their equivalent in other jurisdictions
  • We maintain a very high threshold of regulatory capital
  • Segregation of assets: we keep client assets and Pershing’s own assets separate at all times so that client assets are protected
  • We take a holistic approach to risk management
  • You will also be protected by the Financial Services Compensation Scheme

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