Disclosures

Issued and approved by Pershing Limited.

Pershing Limited, a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Registered Office: The Royal Liver Building, Pier Head, Liverpool, L3 1LL. Authorised and regulated by the Financial Conduct Authority, No. 124415. Member of the London Stock Exchange. Registered in England under No. 2072264.

Pershing Securities Limited, a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Registered Office: The Royal Liver Building, Pier Head, Liverpool, L3 1LL. Authorised and regulated by the Financial Conduct Authority, No. 146576. Member of the London Stock Exchange. Registered in England under No. 2474912.

Pershing Securities International Limited, a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Registered Office: Riverside Two, Sir John Rogerson’s Quay, Grand Canal Dock, Dublin 2, D02 KV60. Registered in Ireland under No. 367098. Member of Irish Stock Exchange. Member of the London Stock Exchange. Regulated by The Central Bank of Ireland.

Pershing (Channel Islands) Limited, a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon). Registered in Jersey under No. 107773. Regulated by the Jersey Financial Services Commission.

Pershing has operated under the Basel II capital regime since 1 January 2008, and, as such, publishes a Pillar 3 report on an annual basis.

2017 Pershing Holdings (UK) Limited Pillar 3 [PDF]
2017 Pershing Securities International Limited Pillar 3 [PDF]

Pershing Limited Article 38(6) Disclosures

Pershing Securities Limited 38(6) CSDR Disclosure [PDF]
Pershing Securities International Limited Article 38(6) CSDR Disclosure [PDF]
Pershing Channel Islands Article 38(6) CSDR Disclosure [PDF]

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