Disclosures

Issued and approved by Pershing Limited.

Pershing Limited is an affiliate of Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation. Registered Office: Royal Liver Building, Pier Head, Liverpool, L3 1LL. Authorised and regulated by the Financial Conduct Authority, No. 124415. Member of the London Stock Exchange. Registered in England and Wales under No. 2072264.

Pershing Securities Limited is an affiliate of Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation. Registered Office: Royal Liver Building, Pier Head, Liverpool, L3 1LL. Authorised and regulated by the Financial Conduct Authority, No. 146576. Member of the London Stock Exchange. Registered in England and Wales under No. 2474912.

Pershing Securities International Limited is an affiliate of Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation. Registered Office: Riverside Two, Sir John Rogerson’s Quay, Grand Canal Dock, Dublin 2, D02 KV60. Registered in Ireland under No. 367098. Member of Irish Stock Exchange. Member of the London Stock Exchange. Regulated by The Central Bank of Ireland.

Pershing (Channel Islands) Limited is an affiliate of Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation. Registered in Jersey under No. 107773. Regulated by the Jersey Financial Services Commission.

Pershing has operated under the Basel II capital regime since 1 January 2008, and, as such, publishes a Pillar 3 report on an annual basis.

2015 Pershing Holdings (UK) Limited Pillar 3 [PDF]
2016 Pershing Securities International Limited Pillar 3 [PDF]