Senior Managers and Certification Regime

The Regime will be extended to cover all FCA solo-regulated financial services firms from 9 December 2019.

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Shareholder Rights Directive II (SRD II)

Our latest updates on SRD II regulation.

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Technology Solutions

Learn more about our technology, how we integrate with solutions from other providers, and how you can connect and transfer data.

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Solutions for Wealth Managers and Advisers

By outsourcing your wealth management business processes and systems to Pershing, you can focus on your core skills and competencies.

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Solutions for Banks and Broker-Dealers

Our expertise throughout the trade lifecycle can help you reduce costs, increase efficiency and minimise risk. You will also be technically robust and compliant.

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