Address the Convergence of Broker-Dealer and RIA Models

BNY Mellon's Pershing


Four pressures driving

The number of hybrid registered investment advisors—those who operate independently but are affiliated with broker-dealers—continues to soar. Make it easy for advisors to stay at your firm with a solution that addresses fiduciary pressures, satisfies advisors and impacts your bottom line.

Learn How Firms Are Evolving Advisory Platforms (Click here to view video transcript)

Moving from Defense to Offense: Advisor Flight to the RIA Model (Click here to view video transcript)

At Pershing we help clients modernize their corporate RIA and develop their strategies to define and deliver solutions valued by RIAs.

Convergence of the IBD and RIA Universe (Click here to view video transcript)

Infographic: Factors Driving Advisor Interest in RIA Firms
Get In Touch: Protect your business from the RIA trend. Ask us how we can help

The Broker-Dealer Experience

See how leading broker-dealers are rethinking their business models to accelerate their success through a Hybrid RIA strategy.


What the Experts Have to Say

Gain insights from industry leaders who are helping firms adapt to the advisory trend.


BNY Mellon's Pershing

BNY Mellon’s Pershing and its affiliates provide a comprehensive network of global financial business solutions to advisors, broker-dealers, family offices, hedge fund and ’40 Act fund managers, registered investment advisor firms and wealth managers. Many of the world’s most sophisticated and successful financial services firms rely on Pershing for clearing and custody; investment, wealth and retirement solutions; technology and enterprise data management; trading services; prime brokerage and business consulting.

Pershing helps clients improve profitability and drive growth, create capacity and efficiency, attract and retain talent, and manage risk and regulation. With a network of offices worldwide, Pershing provides business-to-business solutions to clients representing approximately 7 million investor accounts globally. Pershing LLC (member FINRA, NYSE, SIPC) is a BNY Mellon company.