Destination RIA: What to Expect and How to Prepare for Independence

BNY Mellon's Pershing Advisor Solutions

06/21/2018

Destination RIA

Today nearly twice as many advisors serve their clients from an Independent RIA than just 10 years ago.1 This whitepaper lays out the most recent trends that are defining the Independent RIA space and illuminates key factors that any individual or team should consider while making this career-defining decision. We share the stories of three RIA teams who found success using this path, while identifying best practices that helped facilitate their transition processes.

1 Cerulli Associates, U.S. RIA Marketplace 2016, A comparison of 2015 to 2005, including Independent RIAs and Hybrid RIAs, an Independent RIA with some assets held at an IBD

BNY Mellon's Pershing Advisor Solutions

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