SIFMA Submits Comments to the SEC on FINRA's Supervision Rule Proposal

September 25, 2013

Read comments and recommendations from the Securities Industry and Financial Markets Association (SIFMA) to the SEC on the proposed consolidated Financial Industry Regulatory Authority (FINRA) Rules 3110 (Supervision) and 3120 (Supervisory Control System) replacing NASD Rules 3010 and 3012, respectively.