IndustryWatch - Pershing

In today's fast-changing environment, Pershing's IndustryWatch is your go-to source for regulatory updates and market commentary—designed to help you adapt and prosper in a rapidly-changing world.

  • Regulatory updates
  • Economic outlooks
  • Investment insights
Date Title
October 6, 2016 What You Need to Know About Money Market Fund Reform
May 15, 2014 IRS Provides Transitional Relief Under FATCA
April 10, 2014 What You Need to Know About FATCA
February 27, 2014 Important FATCA Deadline Approaching
January 13, 2014 IRS FATCA Registration Information
January 2, 2014 New SEC Financial Responsibility Rules
October 29, 2013 Proposed Foreign Financial Institution Guidance Released
September 25, 2013 SIFMA Submits Comments to the SEC on FINRA's Supervision Rule Proposal
September 25, 2013 Red Flags Rules Simplified
September 25, 2013 SEC Issues Risk Alert on Business Continuity and Disaster Recovery Planning
September 17, 2013 IRS Releases New FATCA FAQs
August 29, 2013 IRS Releases Revised Form W-9 in Preparation for FATCA
August 19, 2013 IRS FATCA Online Registration Portal Now Live
August 7, 2013 Proposed Rule for Improved Systems Compliance and Integrity
July 18, 2013 Ron DeCicco's Recent Regulatory Landscape Presentation at SIFMA Conference
July 12, 2013 FATCA Extension Update
July 11, 2013 Large Trader Rule Deadline
July 11, 2013 Recent SEC Initiatives to Address Extraordinary U.S. Market Volatility