United States
- Global Sites
- United States
- Europe, Middle East & Africa
- Global Locations
- All Locations
- The Americas
- Europe, Middle East & Africa
- Asia Pacific

What We Provide
Who We Serve
Perspectives

About
News
Contact

Home
News
Press Coverage
2016
Independent Broker-Dealers Prepare for the Reality of the DOL Fiduciary Rule

01/24/2016

InvestmentNews: Independent Broker-Dealers Prepare for the Reality of the DOL Fiduciary Rule

January 24, 2016

Rob Cirrotti and Jim Crowley discuss the impact of the DOL Fiduciary rule on IBDs .

Media Contact

Contact Information
public.relations@pershing.com

Connect with Pershing

What We Provide

Solutions at a Glance
Clearing, Custody and Settlement
Investment Solutions
Managed Account Solutions
Marketing and Practice Management
Prime Services
Retirement Solutions
Technology and Enterprise Data Management
Trading Services
Wealth Solutions
Events

Who We Serve

Advisors
Alternative Investment Managers
Asset Managers
Breakaway Advisors
Broker-Dealers
Investment Managers
Investors
Registered Investment Advisors (RIAs)
Wealth Managers
Platform Providers

Perspectives

Business Continuity & Other Disclosures
Statement of Financial Condition
Money Market Mutual Fund & FDIC-Insured Deposits Program Rates & Bank Lists
Privacy Statement
Site Map
EMEA Privacy Notice
Cookie Policy
Cookie Settings

© 2019 Pershing LLC. All rights reserved. Trademarks belong to their respective owners. This site provides information for investment professionals. It is not intended for use by the general public.

Pershing LLC, member FINRA , NYSE , SIPC , is a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon).

full-size image

.