Press Coverage

Barron’s: America’s Top 40 Wealth Management Firms

25 September, 2017

Barron’s Top 40 Wealth Management Firms feature discusses the growth trends among the top wealth management firms, quotes Mark Tibergien, CEO, BNY Mellon’s Pershing Advisor Solutions.

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09/25/2017
Reuters: Cash flows accelerate into U.S.-based bond funds: ICI

20 September, 2017

In an article around investments in taxable bond-funds, Matthew Forester, Chief Investment Officer for Lockwood Advisors, is quoted on how fed policy is affecting these assets.

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09/20/2017
Financial Planning: Market downturn fears, other hot-button issues divide RIA deal makers

20 September, 2017

Speaking at the Deals and Dealmakers Conference, Mark Tibergien posits that stock market reversals would likely not hurt M&A and that the business is likely to see more migration from broker-dealers to advisors.

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09/20/2017
Financial Planning: RIA sellers are leaving 'tons of money on the table'

19 September, 2017

Mark Tibergien speaks at the Annual Deals and Deal Makers Summit, discusses how RIA firms looking to be sold should think about their strategic value to the buyer.

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09/19/2017
InvestmentNews: Path to Growth: Why RIA firms leverage M&A as a growth strategy [Sponsored Content]

19 September, 2017

Increasingly, Registered Investment Advisory firms are expanding strategic goals, responding to rising competitive pressures and building scale by turbo-charging growth through mergers and acquisitions. Pershing’s Chris Gunderson explores the trend of leveraging M&A as an RIA growth strategy.

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09/19/2017
ThinkAdvisor: 5 Tips to Build a Senior-Friendly Practice

15 September, 2017

A new white paper by BNY Mellon’s Pershing, “Serving the Needs of Senior Clients,” has several tips on how advisors can better serve this demographic.

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09/15/2017
Barron’s: The Changing Landscape for Independent Advisors

15 September, 2017

Mark Tibergien discusses the challenges facing independent advisors in an era of consolidation, increased reliance on expensive technology, the proliferation of robo-advisors, price compression, and shifting demographics.

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09/15/2017
Private Asset Management: People Moves: Pershing finds new COO, BNY Wealth hires Rockefeller vet

12 September, 2017

Private Asset Management highlights the promotion of Jim Crowley to COO.

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09/12/2017
InvestmentNews: Keys to a successful deal [Video/Sponsored]

11 September, 2017

In this InvestmentNews video, Pershing Advisor Solutions’ Chris Gunderson and Gabe Garcia discuss how M&A is involved in creating an enduring advisory firm, and keys to deciding on the right partners for RIA mergers.

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09/11/2017
Ignites: Longtime Pershing Exec Promoted to COO

11 September, 2017

In an executive news brief, Ignites notes the promotion of Jim Crowley from Chief Relationship Officer to Chief Operating Officer.

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09/11/2017
Ignites: How We Pick ETFs ... Lockwood Advisors

08 September, 2017

Lockwood’s Matthew Forester and Joel Hempel discuss in Lockwood’s ETF due diligence process.

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09/08/2017
Ignites: ETF Proliferation Pushes Gatekeepers to Adjust Metrics

06 September, 2017

Home office research teams at major distributors are grappling with how to sort through and measure up the rapidly growing array of ETFs on the market. Matthew Forester, Chief Investment Officer, BNY Mellon’s Lockwood discusses how the many moving parts of active ETFs make them “inherently problematic.”

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09/06/2017
InvestmentNews: Path to Growth [Video/Sponsored]

05 September, 2017

In this InvestmentNews video, representatives of Massey Quick Simon, Snowden Lane Partners, and Silvercrest Asset Management Group discuss the need for growth and M&A in the financial advisory space, and how Pershing supports companies in these areas.

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09/05/2017
Financial Planning: Pershing’s new COO sees ‘bull market’ amid changing industry

05 September, 2017

Financial Planning profiles Jim Crowley on the occasion of his being appointed to COO.

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09/05/2017
FundFire: Pershing Picks New COO From Executive Ranks

01 September, 2017

Jim Crowley’s appointment to COO covered in FundFire executive news round up.

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09/01/2017
Wealth Management: How Financial Services Firms Are Responding to Harvey

31 August, 2017

Wirehouses, regionals, independents and custodians reacted quickly to the disaster left by Hurricane Harvey, offering donations to the Red Cross, matching employee contributions and taking other relief measures. A list of some major firms and their efforts to help soften Harvey's devastating blow.

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08/31/2017
InvestmentNews: Financial industry steps up in Harvey's wake

31 August, 2017

As Harvey moves across the country, financial services industry that seems eager to help in any way possible. Firms both large and small have stepped up with internal initiatives, including donations, fund-raising challenges and personal volunteer efforts.

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08/31/2017
Reuters: U.S. stock fund flows improve after 2017's biggest withdrawals: ICI

31 August, 2017

“There’s a host of things that may not work out the way the markets expected,” says Lockwood’s Chief Investment Officer Matt Forester, in this Reuters article about the increased withdrawals from US based stock funds.

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08/31/2017
ThinkAdvisor: Pershing Names Jim Crowley Chief Operating Officer

30 August, 2017

Jim Crowley is named the new chief operating officer of BNY Mellon’s Pershing.

Additional coverage appeared in Financial Advisor Magazine, WealthManagement.com, Asset Servicing Times, Opalesque, Institutional Asset Manager and FINAlternatives.

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08/30/2017
InvestmentNews: Serving the Needs of Senior Clients (Sponsored)

29 August, 2017

Many seniors successfully delay the aging process with active lifestyles and healthy living. Advisors who understand this new normal are expanding their business with a specialization that focuses on addressing potential health changes. Pershing’s recent white paper, “Serving the Needs of Senior Clients,” featured.

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08/29/2017
ThinkAdvisor: From Style to Substance

28 August, 2017

The differences between a ‘lifestyle practice’ and an ‘enduring business model’ are stark. Pershing Advisor Solutions CEO Mark Tibergien explains how.

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08/28/2017
InvestmentWeek: Meet the Adviser Champions: Pershing's Geoff Towers

24 August, 2017

Pershing Limited’s Geoff Towers discusses how advisors can make the most of British baby boomers in defined contributions programs coming up for retirement in a video interview for InvestmentWeek’s Adviser Champions series.

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08/24/2017
ThinkAdvisor: Are You Ready for T+2

20 August, 2017

The shorter settlement period for trades, 2 days instead of 3, has implications for financial advisors. Pershing’s Steven Dapcic discusses what advisors need to do to prepare.

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08/20/2017
WealthManagement.com: Rubber Meets the Road (Sponsored)

15 August, 2017

Matt Forester of Lockwood Advisors analyzes the lack of volatility in current markets and what that should mean for fundamentals investors.

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08/15/2017
CityWire: $10bn broker-dealer unveils UMA program

15 August, 2017

Securian Financial Services launches a unified managed account platform, Securian One, with the support of Pershing.

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08/15/2017
Fundfire: Brokerages to Revisit DOL Plans Under Proposed Delay

11 August, 2017

The proposed 18-month delay, if enacted, “gives firms an opportunity to think about how they really want their end state to look, as opposed to a short-term fix to make sure they comply,” says Rob Cirrotti, head of retirement and investment solutions at Pershing.

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08/11/2017
CFA Institute Magazine: Beyond Returns: Changing Client Needs Give Savvy Advisers an Edge

08 August, 2017

Advisers face a rapidly evolving client marketplace. Changing client needs and demographics, pervasive tech disruption, and shifting compensation models are only a few of the challenges. Pershing Advisor Solutions’ CEO Mark Tibergien provides insights into how advisors can address these challenges.

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08/08/2017
InvestmentNews: Custodians are charting fintech's future

07 August, 2017

Custodians are bringing advisers technology that makes their workflow more efficient, boosts their ability to collaborate digitally with clients, offers robo-advice and delivers insight into an adviser's operations and management. Pershing’s Integrated Wealth Experience, which gives advisers access to different technology components they can plug into their business processes, is highlighted.

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08/07/2017
Financial Advisor: The New Face Of Investors

03 August, 2017

In their book, The Enduring Advisory Firm, Mark C. Tibergien and Kim G. Dellarocca say the firms that thrive in the future will have mastered the challenges of servicing a new kind of client having new needs and demands.

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08/03/2017
ThinkAdvisor: High-Tech, High-Touch Marketing

31 July, 2017

“Over the last 12 months, firms using technology have nearly doubled revenue growth, our research found,” says Pershing Advisor Solution's Evan LaHuta in this ThinkAdvisor article, which takes a look at the ways advisors are using the latest and greatest tools.

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07/31/2017
ThinkAdvisor: The Price for Advice Is Changing

31 July, 2017

Consumer costs are falling, but advisors themselves are not seeing compression. Pershing Advisor Solutions’ Mark Tibergien discusses how the advisory profession is managing the price/cost/value equation in their practices.

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07/31/2017
PlanAdviser: DOL Fiduciary RFI Process Extends a Decade of Uncertainty

27 July, 2017

Pershing’s Rob Cirrotti, discusses the impact that uncertainty around the fiduciary rule is having on firms and clients throughout the DC plan industry.

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07/27/2017
Financial Advisor IQ: RIAs Beware New Rules for Moving Client Assets

26 July, 2017

Financial Advisor IQ reports on WealthManagement’s When is an RIA a Custodian? article, and underscores that RIAs moving client assets between accounts should understand that the SEC applies custody rules to their firms in such cases.

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07/26/2017
WealthManagement.com: When is an RIA a Custodian?

24 July, 2017

At BNY Mellon's Pershing Advisor Solutions Regional Symposium in New York City, Brian Hamburger, the founder, president and CEO of the regulatory compliance and consulting firm MarketCounsel, discusses the three areas of top concern for RIAs right now: standing letters of authorization, the Department of Labor’s retirement-savings rule, and cybersecurity.

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07/24/2017
Ignites: Industry Pleads DOL for BICE Delay

24 July, 2017

“There is a good chance that the Jan. 1 date could be pushed back. I don’t think the department takes it lightly when they issue an RFI,” says Pershing’s Rob Cirrotti in this Ignites article.

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07/24/2017
Barron’s: The state of the States

21 July, 2017

“Financial professionals continue to move away from being professional sellers to being professional buyers, from being product advocates to being client advocates, from a commission structure to a fee structure, and overall, away from a suitability standard toward a fiduciary standard,” says Pershing Advisor Solutions’ Mark Tibergien in this Barron’s article, examining the evolution of the advisory profession.

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07/21/2017
WealthManagement.com: Why Even the Best-Laid M&A Deals in Wealth Management Can Fail

20 July, 2017

A lot can go wrong if a buyer doesn’t look under the hood, says Elizabeth Nesvold of Silver Lane Advisors, speaking at the Pershing Advisor Solutions Regional Symposium, and outlines the threats that face a successful M&A deal.

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07/20/2017
Barron’s: Fund-Firm Custodial Accounts are Waning

18 July, 2017

Barron’s reports on the Financial Advisor article, Direct Fund Business Squeezed In Wake Of DOL Rule , and cites Pershing statistics around the transition to brokerage accounts.

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07/18/2017
Financial Advisor: Direct Fund Business Squeezed In Wake Of DOL Rule

18 July, 2017

As brokerage firms work toward implementation of the DOL rule, the old-style direct mutual fund business is facing challenges. Pershing’s Mitch Bell highlights how the movement of assets held directly at fund companies has accelerated this year.

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07/18/2017
InvestmentNews: [VIDEO] Pershing's Dolly: Lessons in leadership

17 July, 2017

Pershing CEO Lisa Dolly discusses the state of women in leadership at the 2017 Women Adviser Summit in Boston.

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07/17/2017
Reuters (UK): As day of the MiFID approaches, specialist brokers advance, not retreat

11 July, 2017

Pershing Limited’s head of trading services Michael Horan discusses the Markets in Financial Instruments Directive, or MiFID-II, due to come into force in Europe in less than six months.

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07/11/2017
FundFire: DOL ‘Telegraphs’ Desire to Amend Fiduciary Rule: Observers

11 July, 2017

Reporting on the Wall Street Journal article, Fiduciary-Rule Review Zeroes In on Industry Costs, Liabilities, FundFire highlights Pershing’s commentary around the Trump administration’s desire to find “alternatives” to the harshest elements of the fiduciary rule.

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07/11/2017
Ignites: DOL Likely to Gut Best-Interest Contract: Lawyers

10 July, 2017

Reporting on the Wall Street Journal article, Fiduciary-Rule Review Zeroes In on Industry Costs, Liabilities, Ignites highlights lawyers’ sentiments around the future of the best-interest contract.

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07/10/2017
The Wall Street Journal: Fiduciary-Rule Review Zeroes In on Industry Costs, Liabilities

10 July, 2017

Labor Department’s questions suggest regulation may lose primary enforcement provisions. Pershing’s Rob Cirrotti discusses the challenges facing the current version of the Fiduciary Rule in light of recent developments.

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07/10/2017
HuffPost: MentoringUP: Millennials Reverse Mentor at Pershing (a BNY Mellon Company)

07 July, 2017

An interview with participants in Pershing’s reverse mentoring program.

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07/07/2017
Investment Advisor: All Together: Editor’s Letter

03 July, 2017

Editor Janet Levaux shares a story from a Pershing INSITE conference.

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07/03/2017
Investment Advisor: Coming Together at Pershing INSITE'17

03 July, 2017

Aaron Rodgers shares his leadership lessons at Pershing’s INSITE conference.

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07/03/2017
ThinkAdvisor: Lessons from a Quarterback, Technologist & Treasury Secretary

03 July, 2017

Pershing INSITE 2017 brings Aaron Rodgers, Oscar Salazar, Jack Lew and others to the stage for insights on trends, leadership and more.

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07/03/2017
Financial Planning: BNY Mellon's Pershing Launches New ETF Platform: Fund Scan

26 June, 2017

BNY Mellon’s Pershing has launched a no-transaction-fee ETF platform called FundVest ETF.

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06/26/2017
Barron's: Here's Where the Fiduciary Rule Hurts Most

26 June, 2017

Three aspects of the DOL fiduciary rule are proving the most burdensome for advisors.

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06/26/2017
International Investment: Pershing: 'How to Succeed With Generation Why - Younger HNW Clients'

23 June, 2017

Financial advisers who wish to attract and retain today’s younger HNW investors need to adjust not only their marketing strategies, but also their business models, according to Pershing, the financial services subsidiary of BNY Mellon.

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06/23/2017
Professional Adviser: Four Ways to Attract Younger High-Net Worth Clients

23 June, 2017

As younger generations are set to inherit "significant" wealth in the coming years, advisers need to understand how to attract those new clients and adapt their business models accordingly.

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06/23/2017
MFWire: These 7 ETF Shops Are Teaming Up With Pershing. Here's Why.

23 June, 2017

Fundsters whose funds are on the new Pershing no-transaction-fee (NTF) ETF platform called FundVest ETF are praising its transparency, education and research tools, and more.

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06/23/2017
SmartBrief: While You Were Working

23 June, 2017

SmartBrief's Sean McMahon discusses BNY Mellon's Pershing INSITE 2017.

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06/23/2017
SS&C Advent: Recap: The 2017 Pershing INSITE Conference

22 June, 2017

Continuing the industry’s focus on technology to help advisors run a better business, Pershing’s INSITE conference took that theme to the next level with the launch of its new “Integrated Wealth Experience” initiative.

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06/22/2017
ETF Trends: INSITE 2017 Shines Spotlight on ETF Industry

22 June, 2017

An impressive lineup of leaders and industry experts came together for BNY Mellon’s Pershing’s INSITE 2017 conference.

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06/22/2017
ThinkAdvisor: Pershing's New Advisor Tech Experience

21 June, 2017

AI, chatbots and facial recognition are all on deck in Pershing’s revamped NetX360 workstation.

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06/21/2017
SmartBrief: Lockwood Advisors Rolls Out New American Funds Objective-Based Portfolios

21 June, 2017

Lockwood Advisors has launched a new portfolio offering built on American Funds. Dubbed the Lockwood/American Funds Core Portfolios, this offering provides a quality option for portfolio managers looking to harmonize both active and passive strategies.

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06/21/2017
SmartBrief: White Paper Provides Roadmap for Attracting Gen X, Y and Z Clients

21 June, 2017

The new whitepaper, “Gen Why? How to Succeed with Younger, HNW Clients Who Question Everything ,” offers advisors insights on how to win business from young, high-net-worth clients.

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06/21/2017
SmartBrief: Pershing Unveils No-Transaction-Fee Platform to Meet Exploding ETF Demand

20 June, 2017

Pershing has launched FundVest ETF, an exchange-trade fund platform with no transaction fees, purchase minimums or holding fees.

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06/20/2017
SmartBrief: Pershing Launches API Store, Wealth Portal

20 June, 2017

Pershing has announced an open-consumption model for its technology solutions, enabling firms to customize integrations with proprietary or third-party systems.

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06/20/2017
Financial Advisor IQ: Pershing Increases Focus on Top RIAs

20 June, 2017

Pershing Advisor Services is focusing on providing custody services for the biggest and best advice practices.

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06/20/2017
Financial Planning: Mutual Fund Alphabet to Lose Letters in the Fiduciary Future

20 June, 2017

Advisers face a future marked by a smaller menu of choices among mutual fund share classes, according to a half dozen experts.

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06/20/2017
InvestmentNews: Albridge's Butler: Making Advisers of Tomorrow More Effective and Efficient

20 June, 2017

Gadget Girl checks out the latest tech from Albridge and how they're helping advisers stay one step ahead of the curve.

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06/20/2017
InvestmentNews: Tech Tools of Tomorrow: Innovations Your Firms Can't Live Without in 2020

20 June, 2017

Gadget Girl hits the tech pavilion at Pershing INSITE to see what exciting new tools advisers can't afford to miss.

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06/20/2017
ThinkAdvisor: BNY Mellon's Pershing Launches No-Fee ETF Platform: Portfolio Products

19 June, 2017

In other product news, Envestnet | Yodlee launched a personal financial wellness solution.

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06/19/2017
Barron's: T Shares, We Hardly Knew Ye

19 June, 2017

Will the much-ballyhooed T shares wind up being dead on arrival?

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06/19/2017
Luxury Daily: Post-Boomer HNW Seek Tech-Savvy, Transparent Service

19 June, 2017

Despite the differences in behavior and preferences among Generations X, Y and Z, high-net-worth individuals who fall into these age groups have a number of similar desires.

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06/19/2017
Opalesque: BNY Mellon's Pershing Study Advises Authenticity, Transparency to Attract High Net-Worth Clients

19 June, 2017

Financial advisors seeking to attract younger, high-net-worth (HNW) investors need to adjust not only their marketing strategies but also their business models to attract and retain this group of investors.

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06/19/2017
RIABiz: Part of Futuristic Pershing Insite 2017 is Mark Tibergien Letting RIABiz Know That He is Intensively Grooming His Own Successors

19 June, 2017

The Pershing Services CEO came aboard in 2007 but he'll leave a much bigger, younger, more feminine, techier unit — with more of a BNY Mellon feel to it.

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06/19/2017
Ignites: Pershing's Lockwood Adds American Funds Models

19 June, 2017

Lockwood Advisors recently launched a line of model portfolios that blend American Funds mutual funds with ETFs.

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06/19/2017
WealthManagement.com: DOL in the Real World

19 June, 2017

At Pershing’s annual INSITE conference, WealthManagement.com chatted with Robert Cirrotti, managing director of investment and retirement solutions at the firm, about how the DOL rule is playing out in the real world.

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06/19/2017
ThinkAdvisor: Packers' Aaron Rodgers on Leadership, Post-NFL Career: Pershing Insite

19 June, 2017

BNY Pershing’s INSITE 17 featured an entertaining and insightful conversation with the Packers quarterback, led by Mark Tibergien.

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06/19/2017
Financial Advisor IQ: Current RIA M&A Pricing May Be Too High

19 June, 2017

RIAs are currently selling at up to 14 times EBITDA, but owners looking to sell should be wary of what the purchase requires of them, according to Financial Advisor magazine.

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06/19/2017
Advisor Perspectives: Pershing INSITE: Three Views on Alternative Funds

19 June, 2017

A panel on alternative investments took place on June 14 as part of the Pershing INSITE conference, held in San Diego.

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06/19/2017
InvestmentNews: Pershing's Crowley: The Case for Business Transformation

18 June, 2017

Your practice is changing rapidly. What worked five years ago might not work for the next five years. Pershing's Jim Crowley has some solutions as your business evolves.

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06/18/2017
InvestmentNews: Pershing's Hempel: Investing Opportunity in Regulatory Evolution

18 June, 2017

Amid the regulatory chaos, there are investment options that will become more attractive for investors. Joel Hempel of Pershing explains some new choices.

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06/18/2017
InvestmentNews: Pershing's Dolly: 3 Challenges Facing Advisers Ahead

18 June, 2017

What are the biggest challenges facing financial advisers today? Pershing Lisa Dolly explains some of the hurdles, and how great advisers are overcoming them.

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06/18/2017
InvestmentNews: Pershing's Cirrotti: What's Next for the Fiduciary Rule?

18 June, 2017

The Department of Labor's new fiduciary rule will have a lasting impact on this industry. Have we finally reached the finish line? Pershing's Rob Cirrotti explains what is to come.

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06/18/2017
InvestmentNews: How NextGen Talent is Impacting Financial Services

18 June, 2017

Nextgen talent brings a diverse perspective and unique skills to the industry. Find out why two Utah Valley University students are so excited to make a difference.

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06/18/2017
InvestmentNews: Building Digital Relationships With a Human Touch

18 June, 2017

The word "robo" has stopped being a four-letter word for financial advisers. But how can it be an asset? Quovo's Jeff Hendren explains.

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06/18/2017
InvestmentNews: Federated's Orlando: The Economic and Financial Midyear Outlook

18 June, 2017

As a country, are we stuck in neutral? Federated's Phil Orlando explains what he believes needs to happen to create an economic surge. (Hint: It rhymes with "crump.")

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06/18/2017
InvestmentNews: Dynasty's Penney: How to Stay Ahead of the Curve

18 June, 2017

With rapid evolution, financial advisers stand at a unique crossroads. Dynasty's Shirl Penney offers some simple strategies to remain a step ahead of the competition.

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06/18/2017
InvestmentNews: Why the Bionic Adviser is the Way of the Future

18 June, 2017

The bionic adviser is the way of the future. We spoke with Simon Roy of Jemstep to get his insights on how technology will continue to impact the industry.

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06/18/2017
Ignites: Pershing Rolls Out Transaction-Fee-Free ETF Menu

16 June, 2017

Pershing unveiled its FundVest ETF platform, with a slate of 120 products from seven providers that advisors trade without triggering transaction fees.

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06/16/2017
Financial Advisor: Pershing Up and Running With Dial B-D/Bank Custody

16 June, 2017

Pershing Advisor Solutions is up and running with a dual custody platform that lets clients hold assets at the Pershing LLC broker-dealer, or the parent bank, BNY Mellon.

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06/16/2017
WealthManagement.com: Pershing Maintains Its Velvet Rope Approach to RIA Custody

16 June, 2017

Pershing Advisor Services has terminated 130 advisor relationships over the last three years, and the average size of advisors joining the platform keeps climbing.

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06/16/2017
WealthManagement.com: Pershing Launches ETF Platform Absent Transaction Fees, Purchase Minimums

16 June, 2017

Financial advisors asked Pershing to help lower costs so they eliminated explicit fees for some funds.

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06/16/2017
Financial Planning: Don't Fear Life Under Fiduciary Rule, Say Pershing and Moringstar

16 June, 2017

Complying with the fiduciary rule on a day-to-day basis will not force broker-dealers into a rigid, unworkable model, according to experts from Pershing and Morningstar.

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06/16/2017
Automated Trader: Pershing Launches No-Transaction-Fee ETF Platform

16 June, 2017

BNY Mellon's Pershing launches no-transaction-fee ETF platform; Introduces FundVest ETF.

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06/16/2017
Financial Advisor: American Funds, Others, Back Off T Shares as B-D's Face DOL Uncertainty

16 June, 2017

The brokerage industry is still up in the air about how to levelize mutual fund compensation in order to comply with the pending DOL rule.

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06/16/2017
ETF Strategy: BNY Mellon's Pershing Launches Transaction-Fee-Free ETF Platform

16 June, 2017

BNY Mellon’s Pershing, a provider of financial business solutions, has launched Fundvest ETF, a no-transaction-fee ETF platform with no purchase minimums or holding period.

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06/16/2017
Financial Planning: Popular 401(k)s are Packed with Tech Stocks: News Scan

16 June, 2017

BNY Mellon’s Lockwood Advisers announced new portfolio suite

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06/16/2017
Fund Action: Lockwood Taps Clean Shares for New Portfolios

16 June, 2017

Including clean shares helps advisers comply with the DOL rule.

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06/16/2017
Only Strategic: BNY Mellon's Lockwood Advisors Launches New Investment Solution

16 June, 2017

BNY Mellon's Lockwood Advisors has developed a suite of new portfolios using American Funds® at the core.

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06/16/2017
SmartBrief: While You Were Working - Day 3 at INSITE 2017

16 June, 2017

INSITE panel talks cybersecurity

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06/16/2017
WealthManagement.com: How FINRA Thinks High-Risk Brokers Should be Supervised

16 June, 2017

FINRA’s exam cycles mean each firm will get reviewed once every four years.

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06/16/2017
InvestmentNews: Advisers Need to Get On Board With the Digital Revolution

16 June, 2017

Both young and old clients expect to be able to have digital interactions with their advisory firm.

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06/16/2017
MFWire: What Will Aaron Rodgers Tell FAs and Fundsters?

16 June, 2017

Pershing's Jim Crowley (chief relationship officer), Ram Nagappan (chief information officer), and Tom Sholes (managing director) discussed Pershing's "integrated wealth experience".

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06/16/2017
WealthManagement.com: FINRA Provides Hints on B/D Supervision of High-Risk Brokers

16 June, 2017

The regulator conducts some 1,600 cycle exams per year, meaning a firm will get a cycle exam every four years.

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06/16/2017
Bloomberg Radio: BNY's Loh: 2018 Will See $500-600 Billion Liquidity Contraction

16 June, 2017

Marvin Loh, Senior Global Markets Strategist at BNY Mellon, on the FOMC decision, and outlook for the bond market and rates.

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06/16/2017
InvestmentNews: Succession Planning: Can't Grow Without It

16 June, 2017

Advisers still struggle with succession planning. Expert John Furey and 6 Meridien's Margaret Dechant explain how essential it is for growth. Plus, some tips on getting started.

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06/16/2017
InvestmentNews: LiveOak's Carroll: Is it Time to Acquire?

16 June, 2017

With advisers aging, and economies of scale more critical than ever, advisory firms are consolidating at a rapid pace. So is it time to buy? Jason Carroll of LiveOak offers his thoughts.

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06/16/2017
ETF.com: Friday Hot Reads: Why China ETF 'KBA' Swelled in Size

16 June, 2017

A spate of recent inflows to at least one U.S.-listed A-shares ETF could be a sign that some market participants are expecting A-shares to be on the receiving end of some good news from MSCI.

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06/16/2017
Bloomberg Radio: Bloomberg Markets: Crowley on Strategy to Support Your Success

16 June, 2017

James Crowley Chief RelationshipOfficer Pershing Discussing simplifying adviser experiences from Pershing Insite 2017 in San Diego.

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06/16/2017
Bloomberg Radio: Bloomberg Markets: Foregger on Delivering Digital for Advisors

16 June, 2017

Rob Foregger Co-Founder Next Capital Discussing "Integration is the Key to Delivering Optimized, Digitized and Ultimate Experiences" from Pershing Insite 2017 in San Diego.

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06/16/2017
Bloomberg Radio: Bloomberg's Olorunnippa on Trump Rolling Back Cuba Trade Policy

16 June, 2017

Toluse Olorunnippa, White House correspondent, to discuss President Trump rolling back parts of Obama’s landmark Cuba policy.

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06/16/2017
InvestmentNews: Pershing to Roll Out a No-Transaction-Fee ETF Platform

15 June, 2017

The platform, named FundVest ETF, will initially offer 120 ETFs.

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06/15/2017
Citywire: Lockwood Teams Up With American Funds on Managed Portfolio Range

15 June, 2017

Lockwood Advisors and American Funds will offer a new set of managed portfolios, composed of mutual funds and third-party ETFs.

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06/15/2017
MFWire: Seven ETF Shops Power a New ETF Platform

15 June, 2017

Pershing is diving into the no transaction ETF space.

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06/15/2017
MFWire: Custodian Launches ETF Platform

15 June, 2017

BNY Mellon's Pershing has launched its new no transaction-fee (NTF) ETF platform called FundVest ETF.

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06/15/2017
ETF Trends: Pershing Announces New No-Transaction-Fee ETF Platform – FundVest ETF

15 June, 2017

As inflows into exchange traded funds on the Pershing platform increased 20 percent in 2016 from the previous year, Pershing announced Thursday its new no-transaction-fee ETF platform: FundVest ETF.

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06/15/2017
Private Banker International: Lockwood Advisors Rolls Out New Investment Portfolios

15 June, 2017

Lockwood Advisors has launched a new investment solution known as Lockwood/American Funds Core Portfolios, which will bundle American Funds’ mutual funds with exchange-traded funds (ETFs).

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06/15/2017
WealthAdvisor: BNY Mellon's Lockwood Launches New American Funds-based Investment Solution

15 June, 2017

BNY Mellon's Lockwood Advisors has developed a suite of new portfolios using American Funds at its core.

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06/15/2017
Bloomberg Research: Lockwood Advisors, Inc. Launches New Investment Solution with American Funds At the Core

15 June, 2017

Lockwood Advisors, Inc. announced it has developed a suite of new portfolios using American Funds at the core.

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06/15/2017
Bloomberg Radio: Bloomberg Markets: The Role of Technology in Finance

15 June, 2017

Ramaswamy Nagappan Chief Information Officer BNY Mellon Pershing Discussing fintech and the era of the digital advisor from Pershing Insite 2017 in San Diego.

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06/15/2017
Bloomberg Radio: Bloomberg Markets: Cirrotti on DOL Fiduciary Rule

15 June, 2017

Robert Cirrotti Managing Director and Head of Retirement Investment Solutions Pershing Discussing the DOL fiduciary rule as a reflection point for the financial industry from Pershing Insite 2017 in San Diego.

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06/15/2017
Bloomberg Radio: BNY’s Grohowski on Disconnect Between Fed Signals and Market

15 June, 2017

Leo Grohowski, Chief Investment Officer at BNY Mellon Wealth Management, on economic growth, rate hikes and the Fed, volatility and valuation. Broadcasting Live from Pershing’s INSITE 2017 conference at the Manchester Grand Hyatt in San Diego.

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06/15/2017
Bloomberg Radio: Bloomberg Markets: Salazar on Transforming Industries

15 June, 2017

Oscar Salazar Former CTO/Co-Founder Uber Technologies Inc Discussing "The Science of Innovative Technology" from Pershing Insite 2017 in San Diego.

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06/15/2017
Bloomberg Radio: Bloomberg Markets: Affectiva CEO on ’Emotion AI’

15 June, 2017

Rana El Kaliouby CEO/Co-Founder Affectiva Inc Discussing the creation and application of emotion recognition software from Pershing Insite 2017 in San Diego.

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06/15/2017
Bloomberg Radio: Mazza: Nearly $800 Billion Has Flowed Into Smart Beta ETFs

15 June, 2017

David Mazza, Head of Beta Solutions Investment Marketing and ETF Specialists at Oppenheimer Funds, on smart beta and multi-factor strategies and how they will affect the industry in the future. Broadcasting Live from Pershing’s INSITE 2017 conference at the Manchester Grand Hyatt in San Diego.

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06/15/2017
Reuters: BRIEF-Guggenheim Investments Places 39 ETFS on the New No-transaction-fee ETF Platform by BNY Mellon's Pershing

15 June, 2017

Guggenheim Investments places 39 ETFS on the new no-transaction-fee ETF platform by BNY Mellon’s Pershing Source.

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06/15/2017
InvestmentNews: Former Treasury Secretary Jack Lew: DOL Fiduciary Rule has 'Important Purpose'

15 June, 2017

Mr. Lew, who served under the Obama administration from 2013 through the start of 2017, acknowledged the rule has "unintended consequences".

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06/15/2017
SmartBrief: While You Were Working - Day Two at INSITE 2017

15 June, 2017

INSITE panel ponders bull, bear or bunny state of the markets,

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06/15/2017
Financial Advisor: RIA Firm Prices Rising to Insane Levels, Exec Says

15 June, 2017

Prices for RIA firms are “frothy” right now, with prices at eight or nine times EBITDA or higher, according to Shirl Penney, chief executive of Dynasty Financial Partners.

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06/15/2017
Barron’s: RIAs are Drawing Rich Buyout Offers

15 June, 2017

A mismatch of supply and demand has sent prices for RIA firms soaring, writes Financial Advisor.

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06/15/2017
MFWire: Jack “Not a Math Guy” Lew Shares Insite at Pershing

15 June, 2017

The Pershing team kicked off Pershing Insite 2017 with a multi-part session featuring a former U.S. Treasury Secretary.

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06/15/2017
WealthManagement.com: Jack Lew on the DOL Rule, Robos, and the ‘08 Crisis

15 June, 2017

The former Treasury Secretary says it’s a good thing the DOL fiduciary rule is now in effect.

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06/15/2017
Bloomberg Radio: American Airlines CEO on Fast Flights With Private Air Traffic

15 June, 2017

Doug Parker, American Airlines chairman and CEO, talks about the outlook for the airline industry, privatizing air traffic control and the impact of the travel ban.

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06/15/2017
Bloomberg Radio: Bloomberg Markets: Schwartz on Biodiversity of Africa

15 June, 2017

Rick Schwartz Ambassador San Diego Zoo Discussing their newest attraction Africa Rocks, spotlighting the amazing biodiversity found on the African continent.

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06/15/2017
Bloomberg Radio: Bloomberg Markets: Cuggino on Gold a ‘Significant Component’

15 June, 2017

Michael Cuggino President and Portfolio Manager The Permanent Portfolio Family of Funds Discussing the markets and investment strategy, including why he likes gold.

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06/15/2017
Bloomberg Radio: Bloomberg’s Strohm on Mueller Probe Into Trump on Obstruction

15 June, 2017

Small Caps with Bloomberg stocks editor David Wilson. Chris Strohm, National Security reporter for Bloomberg, on special counsel Robert Mueller’s probe into President Donald Trump for obstruction of justice.

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06/15/2017
Bloomberg Radio: Bloomberg Markets: Jones on Active or Passive Investing

15 June, 2017

Michael Jones Chairman/Chief Investment Officer Riverfront Investment Group Discussing "Active or Passive Investing?

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06/15/2017
Bloomberg Radio: AAL CEO Parker Sees Faster Flights With Privatized Air Traffic

15 June, 2017

Doug Parker, American Airlines Chairman and CEO, on the industry, outlook, privatizing air traffic control and impact of travel ban.

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06/15/2017
Bloomberg: Federated’s Orlando: Saudi, Russia Motivated To See Oil In $50s

15 June, 2017

Phil Orlando, Chief Equity Strategist at Federated Investors, weighs in on the stock market, earnings, and oil. Broadcasting Live from Pershing’s INSITE 2017 conference at the Manchester Grand Hyatt in San Diego.

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06/15/2017
Advisor Perspectives: Pershing INSITE: Jack Lew’s Warning: “Don’t Blow a Hole in the Deficit”

15 June, 2017

While generally upbeat about global economic prospects, former Treasury Secretary Jack Lew warned policymakers against “blowing a hole in the deficit” by cutting taxes and pursuing aggressive fiscal policy measures.

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06/15/2017
WealthManagement: Pershing Builds On Open API Strategy, AI For Advisors

14 June, 2017

Technology enhancements first announced at last year's INSITE conference will be on display at this year's, starting today.

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06/14/2017
SmartBrief: While You Were Working - Day One from INSITE 2017

14 June, 2017

Jack Lew talks risks to the economy.

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06/14/2017
Bloomberg Radio: Tibergien: Lack of Talent Is Biggest Issue For Advisor Sector

14 June, 2017

Mark Tibergien, CEO of Pershing Advisor Solutions, on advisory trends, needs of high net worth investors, and the future of the financial services industry.

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06/14/2017
Bloomberg Radio: Bloomberg Markets: Forester on Impact of Geopolitical Events

14 June, 2017

Matthew Forester Chief Investment Officer BNY Mellon’s Lockwood Advisors Discussing how the markets are impacted by events like the shooting a top GOP congressman and several others Wednesday in Alexandria, Virginia.

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06/14/2017
Bloomberg Radio: Jemstep’s Roy: Your Financial Future Is A Bionic Adviser

14 June, 2017

Simon Roy, President and CEO of Invesco’s robo-advisor Jemstep, on trends in the robo-advisory landscape, growth, and upending the wealth management industry.

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06/14/2017
MFWire: Lockwood Releases New Suite of Portfolios

14 June, 2017

BNY Mellon’s Lockwood Advisors will release a suite of three distinct new portfolios concentrated around American Funds, the family of mutual funds from Capital Group.

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06/14/2017
MFWire: Pershing Insite 2017 Begins!

14 June, 2017

More than 2,000 financial advisors, plus fundsters from about 70 fund firms and other FA allies, are converging in Southern California for the rest of the week.

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06/14/2017
InvestmentNews: Pershing's Tibergien: Beyond the DOL, What's Driving Industry Evolution?

14 June, 2017

The wealth management industry is changing rapidly. Mark Tibergien, CEO of Pershing Advisor Solutions, explains what advisers need to do to keep their practices on pace to survive and thrive.

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06/14/2017
InvestmentNews: Should I Stay or Should I Grow?

14 June, 2017

Advisory firms stand a unique crossroads: Is it time to expand? Philip Palaveev of The Ensemble Practice offers some key insights.

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06/14/2017
Bloomberg Radio: Bloomberg Markets: Mathias on Tale of Two Cities in Markets

14 June, 2017

Anne Mathias Senior Managing Director and Macro Strategist Guggenheim Investments Discussing "The New Normal: A Look at the Investment Landscape in 2107".

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06/14/2017
ThinkAdvisor: Echelon Rolls Out RIA Valuation Business

12 June, 2017

As the DOL fiduciary rule kicks in, more firms will be making adjustments to products and sales, which is likely to affect their valuations.

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06/12/2017
MFWire: Week in Preview, June 12 – 18

12 June, 2017

BNY Mellon's Pershing team will kick off Insite 2017 in San Diego. More than 2,000 advisors are expected to attend the broker-dealer- and RIA-powering custodian's three-day event at the Manchester Grand Hyatt San Diego.

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06/12/2017