Mark Swenarton is a Managing Director for BNY Mellon | Pershing and a member of Pershing’s Executive Committee. Mark is the head of Corporate Services, which includes Pershing’s Chief Administration Office, Pershing’s Quality Management Office, Pershing India, business continuity, reconciliation, resiliency and resolution.
Mark previously served as Chief Risk Officer and led Pershing’s Client Service Delivery, Prime Services and Trading Services groups in the U.S. Mark serves as a board member for Pershing India Operational Services Private Limited, Pershing Securities Australia Pty Ltd. and Pershing Advisor Solutions. Prior to joining Pershing in 1996, Mark was a vice president in Mutual Fund Operations for Smith Barney Shearson.
Mark is a member of Financial Industry Regulatory Authority Inc. (FINRA) Clearing Firm Advisory Committee and is a past chairperson of Pershing’s Technology Priorities Committee and of the FINRA Uniform Practice Code Committee. He was previously a member of the Investment Company Institute’s (ICI) Broker Dealer Advisory Committee, the Depository Trust and Clearing Corporation’s (DTCC) Wealth Management Advisory Board and Securities Industry and Financial Markets Association (SIFMA) Operations and Technology Steering Committee.
Mark earned a Bachelor of Arts degree in Accounting from Mount Saint Mary’s University and has completed the Securities Industry Institute® program, sponsored by SIFMA, at the Wharton School of the University of Pennsylvania.