Lockwood Financial Services, Inc. has changed its name to Lockwood Capital Management, Inc. Please note that this change is in name only and does not directly affect you or your clients. You need not take any action at this time. In addition, this change does not impact the investment activities or personnel of Lockwood Capital Management.

Pershing offers a host of managed account solutions, including Lockwood® products. Lockwood Capital Management is a Securities and Exchange Commission (SEC) Registered Investment Advisor and an affiliate of Lockwood Advisors, Inc., both of which are wholly owned subsidiaries of Pershing LLC.

Lockwood Capital Management is the discretionary manager of the Lockwood Investment Strategies and Lockwood Asset Allocation Portfolios programs, which recently surpassed $1 billion in assets under management.

If you have any questions about this name change, please call (800) 200-3033, option 2.