Managed Investment Solutions

One integrated managed investment solution—multiple possibilities

Pershing LLC and its affiliates, Lockwood Advisors, Inc. (Lockwood) and Lockwood Solutions, Inc., represent the largest* and one of the most comprehensive providers of custom enterprise solutions in the managed investments marketplace.

We Deliver World-Class Solutions for:

Broker-Dealers
Choose from a customized enterprise solution, a co-sponsored solution, a turnkey solution sponsored by Lockwood or a mix of these solutions that are designed to grow as a firm’s needs grow.

Registered Investment Advisors
If you are looking for maximum flexibility in managed accounts, turn to Pershing Advisor Solutions for access to one of the industry's most comprehensive offerings.

Asset Managers
Work with a leading provider of SMA asset manager outsourcing solutions so you can spend more time on your most important priorities.

We believe that a better experience leads to deeper and more productive relationships. Pershing is dedicated to improving the managed investment experience. Working as an innovative, strategic partner, we build customized, integrated managed investment platform solutions designed to reflect our partners’ needs, brands and cultures.

Our services are designed to help drive product adoption and grow revenue, increase operational efficiency, reduce expenses, adhere to compliance and regulatory needs and create an improved and consistent managed investment experience.

* The Cerulli Edge, Managed Accounts Edition, 4Q 2012 Issue. Lockwood/Pershing is listed as the largest “Non-Advisory Third-Party Vendor” by assets under administration. These figures include assets administered on managed investment platforms where no advisory services are provided.

Footnotes

  1. The Cerulli Edge, Managed Accounts Edition, 3Q 2012 Issue. Lockwood/Pershing is listed as the largest “Non-Advisory Third-Party Vendor” by assets under administration. These figures include assets administered on managed investment platforms where no advisory services are provided.

  2. Advisory Consulting Services provided by Lockwood Advisors, Inc.

  3. As of March 31, 2012

  4. Lockwood reserves the right to accept or reject any proposed money manager.

  5. Source: "Registered Investment Advisors: The State of Technology and Its Impact on Advisor Efficiency" Aite Group, July 2008

  6. Lockwood Solutions, Inc. As of December 31, 2011.

  7. 2010-2011 MMI Industry Guide to Managed Investment Solutions

IMPORTANT DISCLOSURES
Investment advisory services are offered through Lockwood Advisors, Inc., an affiliate of Pershing. Lockwood Advisors, Inc. (Lockwood) is an investment advisor registered in the United States under the Investment Advisers Act of 1940, an affiliate of Pershing LLC and a subsidiary of The Bank of New York Mellon Corporation (BNY Mellon).

Lockwood Solutions, Inc. is not a registered investment adviser and does not offer investment advisory products or services. Lockwood Solutions, Inc., is an affiliate of Pershing LLC, each subsidiaries of The Bank of New York Mellon Corporation. Pershing LLC, member FINRA, NYSE, SIPC.

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Industry Leadership

Footnotes »

Footnotes

  1. The Cerulli Edge, Managed Accounts Edition, 4Q 2012 Issue. Lockwood/Pershing is listed as the largest "Non-Advisory Third-Party Vendor" by assets under administration. These figures include assets administered on managed investment platforms where no advisory services are provided.
  2. Source: Pershing LLC. Data as of December 31, 2012. Includes Pershing Managed Investments platform assets, assets in Lockwood Advisors, Inc. sponsored programs, as well as assets acquired as a result of BNY Mellon's July 2010 acquisition of PNC Global Investment Servicing Inc. and associated companies.
  3. Source: Lockwood Advisors, Inc. Data as December 31, 2012. Included in the assets under management are approximately $6.3 billion in assets where Lockwood acts as adviser to the adviser. In these programs, Lockwood does not have direct management responsibilities or discretionary authority.
  4. Pershing and its affiliates have more than 500 employees dedicated to managed investments.
  5. Source: Cerulli Associates, Cerulli Quantitative Update: Intermediary Distribution 2012.
  6. Source: Lockwood Solutions, Inc. As of September 30, 2012.
  7. As of July 1, 2010, PNC Managed Investments Inc. became a part of Lockwood Advisors, Inc. The awards and recognitions from 2008 to 2010 were received by PNC MI prior to the acquisition.