Speaker Resources

Tap into Pershing's network of speakers and subject matter experts through Pershing's speaker resources. We work closely with you to create a speaker solution that is right for your program and tailor each presentation to meet your needs.

Host a Pershing speaker
To learn more, or to schedule a speaking engagement, please contact the Corporate Events Group at corporateevents@pershing.com, or call us at (866) 355-5544.

Meet the speakers
Our speakers are leading authorities on business strategy, sales, training and development, and other key disciplines.
They are available to participate in seminars and debates, or serve as moderators or panelists for your program.

Choose a topic or scroll down the page to view all topics

 

Operational Support

  • George Arnett

    Managing Director and Senior Managing Counsel

    • Anti-Money Laundering
    • Mutual Fund Regulatory Issues
  • Jeffrey Bloch

    Managing Director and Senior Managing Counsel

    • Broker-Dealer and Clearing Firm Relationships
    • Legislation and Regulatory Overview
  • Lawrence Morillo

    Managing Director

    • Brokerage Operations
    • Domestic, Government and International Clearance
  • Claire Santaniello

    Managing Director and Chief Compliance Officer

    • Broker-Dealer and Clearing Firm Relationships
    • Compliance and Regulatory Developments
    • Risk Management
  • Jeremy Todd

    Director

    • Tri-Party Agreements
  • Aaron Steinberg

    Vice President

    • Hedge Fund Operations and Infrastructure

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Trading Services

  • Ted Bragg

    Managing Director

    • Economic and Market Environment
    • Fixed Income Products and Solutions
  • Jack Huber

    Director

    • Prime Brokerage Solutions
    • Financing
    • Securities Lending
  • Frank LaSalla

    Managing Director

    • Foreign Exchange
    • International Equities Trading
  • Craig Messinger

    Managing Director

    • Equity Trading
    • Fixed Income Trading
    • Institutional Trading
    • Market Structure
  • Derek Penn

    Managing Director

    • Buy Side/Sell Side Differences
    • International Equity Trading
    • Listed Equity Sales and Trading
    • NASDAQ Trading
    • Trading Through the New York Stock Exchange
  • Jeremy Todd

    Director

    • 130/30 Integrated Strategies
    • Hedge Fund Best Practices
    • Prime Brokerage Relationships
    • Trends in the Hedge Fund Industry
    • Tri-Party Agreements

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Flexible Technology

  • Marc Butler

    Managing Director

    • Financial Services Technology Trends
    • Technology Tools for Advisors
    • Technology Tools for Efficiency
  • Steven Dunlap

    Managing Director

    • Building Financial Technology Businesses
  • Suresh Kumar

    Managing Director and Chief Information Officer

    • Business Process Reengineering
    • Technology Architecture
    • Technology Risk Management
  • Lucille Mayer

    Managing Director

    • Business and Functional Technology Architecture
    • Customer Technology Solution Delivery
  • Jagdish Rangwani

    Managing Director

    • Application and Infrastructure Architecture
    • Application Development
    • Brokerage Technology
    • Software Process Improvement
    • Technology Management and Outsourcing
  • Aaron Steinberg

    Vice President

    • Implementing Infrastructure and Technology

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Investment Solutions

  • George Arnett

    Managing Director and Senior Managing Counsel

    • Private Investment in Public Equity
  • Steven Dunlap

    Managing Director

    • Managed Accounts Strategy and Distribution
    • Trends in the Managed Account Industry
  • Jack Huber

    Director

    • Financing
    • Securities Lending
  • Irv Klubeck

    Managing Director

    • Securities Lending
  • James Seuffert

    Managing Director and Chief Executive Officer, Pershing Managed Account Solutions

    • Managed Accounts Strategy and Distribution
    • Trends in the Managed Account Industry
  • Jeremy Todd

    Director

    • Securities Lending
    • Trends in the Hedge Fund Industry
  • Natalie Wolfsen

    Managing Director

    • Advisor Investment Trends
    • Exchange-Traded Funds
    • Mutual Funds

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Practice Management

  • Rich Brueckner

    Chairman and Chief Executive Officer

    • Business Building Solutions
    • Strategies to Grow Your Business
  • Jim Crowley

    Managing Director

    • The Broker-Dealer of the Future
    • Financial Services Industry Trends
    • Growth Strategies for Broker-Dealers
    • Shift to the Advisory Business
  • Steven Dunlap

    Managing Director

    • Product Strategy and Business Development
  • Brian Shea

    President and Chief Operating Officer

    • Business Building Solutions
    • Strategies to Grow Your Business
    • Trends Impacting the Financial Services Industry
  • Aaron Steinberg

    Vice President

    • Business Continuity and Disaster Recovery
    • Hedge Fund Best Practice
    • Outsourcing
    • Vendor Selection and Service Providers
  • Susan Theder

    Managing Director

    • Marketing Strategies
    • Practice Management Solutions
  • Mark Tibergien

    Chief Executive Officer, Pershing Advisor Solutions

    • Advisor Trends: 10 Big Things to Think About
    • How to Recruit, Retain and Reward Key People
    • Mission Impossible: How Advisors Are Improving Practice Management
    • Real Deals: Key Trends in Mergers and Acquisitions of Advisory Firms
  • Jeremy Todd

    Director

    • Hedge Fund Best Practices
  • Natalie Wolfsen

    Managing Director

    • New Product Development
    • Retirement Trends

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Service Excellence

  • Suresh Kumar

    Managing Director and Chief Information Officer

    • Quality Management
  • Lucille Mayer

    Managing Director

    • Process Reengineering and Transformation
  • Edward Piscina

    Managing Director

    • Quality Processes and Service Excellence
    • Six Sigma

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Industry Insights

  • Rich Brueckner

    Chairman and Chief Executive Officer

    • Economic Trends Impacting the Financial Services Industry
    • Regulatory Landscape: A View From the Chairman's Seat
  • Lawrence Morillo

    Managing Director

    • Changing Regulation and the Impact on Firms and Investors
  • Brian Shea

    President and Chief Operating Officer

    • Impact of Regulatory Change in the Financial Services Industry
    • Turning Regulatory Change Into Opportunity
  • Jeremy Todd

    Director

    • Trends in the Hedge Fund Industry

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Strength and Stability

  • Jeffrey Bloch

    Managing Director and Senior Managing Counsel

    • SIPC and Excess SIPC Protection
  • Frank LaSalla

    Managing Director

    • General Macroeconomics

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Global

  • George Arnett

    Managing Director and Senior Managing Counsel

    • International Legal and Compliance Issues
    • Offshore Vehicles
  • John Diamantis

    Managing Director

    • Global Business Environment
    • Global Clearing and Execution
    • Global Counterparty and Central Bank Structures
    • Global Know Your Customer and Anti-Money Laundering Requirements
  • Frank LaSalla

    Managing Director

    • International Business and Investing
    • International Clearance and Settlement

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Upcoming Speaking Engagements
The Securities Industry and Financial Markets Association is hosting their annual Private Client Conference on April 22-23 in New York, New York. Edward Piscina, Pershing's Chief Quality Officer and Managing Director, will be participating on a panel entitled "Leveraging Technology to Enhance Client Service."