Disclosure Statement

Pershing LLC Disclosure Statement

Pershing LLC acts on behalf of many financial organizations as clearing agent and custodian for various types of brokerage accounts. Pershing delivers a Disclosure Statement at account opening to new accounts of record.

The Disclosure Statement details the relationship and allocation of responsibilities between the introducing financial organization and Pershing as clearing agent and custodian. This document also discloses other important information. We encourage you to carefully review the Disclosure Statement and contact your financial organization if you have any questions.

Download Pershing LLC's 2008 Disclosure Statement
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