Asset Consolidation
Consolidating mutual fund and annuity assets through a brokerage platform at Pershing provides distinct advantages that can help firms achieve operating efficiencies and meet stricter regulatory controls. Consolidation also gives investment professionals access to new resources, tools and products, enabling improved efficiency, greater ability to gather assets and enhanced customer service.
When you choose to consolidate assets at Pershing, a dedicated team will work with your firm to tailor an action plan that will prepare you for, and guide you through, the process. We’ll also provide a comprehensive array of customizable marketing materials—from online ads and letter templates to newsletter articles and on-demand presentations—to help you communicate the benefits of asset consolidation to the fund companies you work with, the investment professionals at your firm and your clients.
Benefits for the brokerage firm:
- Greater supervisory oversight
- Simplified recordkeeping
- Minimized market risk
Benefits for investment professionals:
- Single account-opening process
- Centralized client service
- Automated functions
- Broader investment choices and service options
Benefits for individual investors:
- Consolidated information
- Broad diversification potential
- Enhanced client service
Contact us today to learn more about how Pershing can help you make the break from direct mutual fund and annuity business.
Read our new study developed to help investment professionals better understand the many advantages of conducting business on a consolidated brokerage platform.
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