Fund Solutions

Fund Solutions

We provide open architecture access to the funds that you and your clients seek. Select from load and no-load options from leading families, as well as thousands of choices available with no transaction fees.

In addition, Pershing's mutual fund marketplace can help reduce your operating expenses and headaches because it runs on our infrastructure, not yours. We make available a wide range of turnkey outsourcing solutions for fund screening and selection, administration and account management.

Mutual Funds

  • FundCenter® is a one-stop mutual fund supermarket that lets you efficiently reach multiple mutual fund providers through a powerful lineup of business-building tools, services and support. FundCenter offers access to over 22,000 funds from more than 630 fund families.
  • FundVest® provides access to more than 5,400 mutual funds from over 290 fund families, without transaction fees. FundVest Focus®, FundVest Institutional® and FundVest Offshore® offer a wide variety of load-waived mutual funds at net asset value.1,2 FundVest Offshore caters to your non-U.S. clients residing abroad. All programs are designed for fee-based or managed accounts.
  • FundVest 200 is a research-driven list of NTF mutual funds available through Pershing's FundVest® platform. The list, selected by Lockwood Advisors, Inc. (Lockwood)3 and offered at no additional charge, may be a useful tool to help guide you in constructing investor portfolios. FundVest 200, which is updated quarterly, may help enhance your business by offering you guidance from an affiliate that specializes in institutional investment due diligence, which is designed to assist you in strengthening your investor relationships. Lockwood partners with the BNY Mellon Manager Research Group to conduct initial due diligence and ongoing monitoring of each mutual fund.
  • The Mutual Fund Center features valuable new tools and information on mutual funds, making it easier than ever to review, screen and compare thousands of mutual funds. Available to all entitled NetX360® users via the Markets & Research tab, the Mutual Fund Center also provides mutual fund profile snapshots to view fund data and useful Pershing-specific information. In addition, it offers investment data from Lipper as well as robust thought leadership content.
  • Easy-to-administer equity-dividend reinvestment, funds transfer and systematic investment programs
  • Turnkey online, wireless and telephone account management options
  • Asset-gathering tools
  • Valuable news and investment resources accessible through NetX360®, our proprietary technology platform for investment professionals and registered investment advisors


Exchange-Traded Funds

Keep pace with today’s fast-growing exchange-traded fund (ETF) market through ETF Center, located via the Markets & Research tab in NetX360. It provides access to searchable data on over 1,400 ETFs and exchange-traded notes (ETNs). You can buy and sell ETFs through a seamless connection to order entry. ETF Center helps you analyze and invest in ETFs. It also provides premium articles, research and tools through both Morningstar® and Lipper—two of the most respected names in the field of investment product research and data. In addition, you can access thought leadership content provided by BNY Mellon.

  • The ETF Markets page is now available featuring a dynamic ETF heat map showing ETF market price performance changes for domestic ETFs or ETF asset class, style or category. You can also view top-rated ETFs based upon Lipper and Morningstar ratings.
  • The ETF Profiles page allows you to focus on your selected ETF’s fundamental data research. You can also access Morningstar ETF Analyst Ratings Reports for select ETFs. In addition, you can view and compare similar ETFs from the Profiles page.
  • The Total Cost Analyzer allows you to gauge the costs of owning a particular ETF in comparison with other ETFs. This tool takes into account initial and recurring investments as well as commissions. The Total Cost Analyzer helps you choose the most cost-effective ETFs for your clients.

Contact us today to see how we can help you offer comprehensive fund solutions.


1 For additional information on any fund available through the FundVest programs, including charges and expenses, please consult the respective fund’s prospectus. Positions acquired without a transaction fee must be held for a six-month period to be eligible for a no-fee redemption. Any redemption made prior to holding the position for six calendar months, in any program, will incur a short-term redemption fee (unless otherwise specified by your firm). Pershing reserves the right to discontinue the FundVest programs at any time, at its sole discretion. In addition, Pershing reserves the right to change the funds available at any time.

2 FundVest Offshore is not available for retirement accounts.

3 Lockwood Advisors, Inc. (Lockwood) is an investment adviser registered in the United States under the Investment Advisers Act of 1940. Lockwood is an affiliate of Pershing LLC (Pershing), each wholly owned subsidiaries of The Bank of New York Mellon Corporation (BNY Mellon). The FundVest 200 list is intended for use by your firm and does not constitute investment advice from Lockwood to individual investors. No FundVest mutual funds managed by BNY Mellon affiliated investment managers were considered for inclusion in FundVest 200. Please refer to the FundVest 200 list of funds, available in FundCenter via NetX360, for more information and important disclosures regarding this program.

Mutual funds are sold only by prospectus and all funds may not be available in all jurisdictions. Please consult the prospectus of each individual mutual fund to obtain additional information, including an explanation of risks, fees and investment minimums.

 

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