| NetX360™ for Registered Investment Advisors
February 18, 2010 For Registered Investment Advisors, today?s fiercely competitive environment requires a powerful source of tools and information to increase productivity and performance. At the core of Pershing?s professional access solutions, NetX360™ offers one complete technology solution to efficiently manage your business. This revolutionary, online platform enables you to access account information, place orders and get the latest tools, quotes, news and research to allow you to perform at your best. |
| A Guide to Understanding Your Brokerage Account Statement
January 20, 2010 Our customer brokerage statement was ranked number one in the industry for a second consecutive year. Pershing received the highest designation of "Excellent" and the top ranking among a field of 17 independent broker-dealers by DALBAR, Inc., the nation's leading financial services market research firm. |
| The 2009 Global Custodian Prime Brokerage Survey
August 28, 2009 "BNY Mellon-Pershing is a combination ideally suited to the times" —2009 Global Custodian Prime Brokerage Survey |
| iNautix® Custom Technology
October 20, 2009 Financial services firms are more dependent on technology than ever before. But in today?s increasingly competitive environment and challenging economy, you need to find ways to focus more attention on your core business while more efficiently addressing your technology needs. When you partner with iNautix, you can gain the technology expertise your firm needs without adding fixed technology costs. |
| Participating Insurance Companies
October 20, 2009 Subscribe® offers a seamless interface with many of the country's leading insurance companies. |
| ValueAlliance®: Industry-Leading Solutions. Preferred Pricing
October 19, 2009 Pershing is dedicated to providing access to a broad range of third-party resources to meet your critical business needs. ValueAlliance® provides you with access to many of the industry's most powerful resources, including tools to help you drive growth, optimize human capital and maximize operational efficiency. |
| TalentConnect®
October 19, 2009 TalentConnect® is designed to help broker-dealers attract, retain, and develop top performers. Available exclusively to customers of Pershing LLC, this program offers comprehensive solutions that address every phase of an investment professionals life cycle, from recruitment and onboarding, to retention and succession planning. You can find practical resources, easy-to-implement tools, and strategic best practices all in one placeto help transform your firm into a magnet for attracting and retaining talent. |
| Lockwood Asset Allocation Portfolios: Discretionary Mutual Fund/Exchange-Traded Fund Managed Accounts
October 19, 2009 In today's market environment, many financial advisors are seeking investment solutions that can serve as strategic, core components to their clients' portfolios and provide broad diversification while helping to manage risk. Launched in 2003, Lockwood Asset Allocation Portfolios provides multi-asset class portfolios—professionally managed using a highly disciplined and integrated approach—designed to help you provide your clients with a broadly diversified, competitive managed account offering at a relatively low investment minimum. |
| Lockwood Separately Managed Accounts: Open-Architecture Third-Party Managers
October 19, 2009 Separately managed accounts are designed to offer professional investment strategies to meet the complex investment needs of your most sophisticated clients. However, the task of researching, selecting and contracting with a diverse list of money management firms can be daunting and time-consuming. That is where Lockwood Advisors, Inc. (Lockwood) may be able to help. |
| Lockwood Investment Strategies: Discretionary Unified Managed Accounts
October 19, 2009 Given market volatility, many advisors are reexamining the core investment strategies within their clients? portfolios. In order to help ensure that these portfolios provide broad diversification and continue to meet the risk profiles of their clients, many advisors are leveraging professionally managed solutions.Launched in 2003, Lockwood Investment Strategies is designed to help simplify the complex process of investing in multi-asset class portfolios by combining strategically driven asset allocation, subadvisor and investment selection and portfolio construction expertise into a unified managed account structure. |
| Lockwood AdvisorFlex Portfolios™ Mutual Fund/Exchange-Traded Fund Managed Accounts
October 19, 2009 We understand that while most of your clients require an individual approach and unique investment strategy, the time commitment needed to achieve this may put a strain on your resources and the growth of your business. Lockwood Advisors, Inc. (Lockwood) seeks to address this challenge by offering a managed account solution with the option to customize certain investment selections. This is designed to enable you to leverage the expertise of Lockwood paired with your knowledge of your clients? specific goals and objectives—delivering what we believe to be the best of both worlds. |
| Health Savings Accounts
July 13, 2009 Health Savings Accounts (HSAs) offered through Pershing can help customers capture additional assets and meet clients' health savings and retirement needs. Pershing will custody the investment assets that are tied to the health savings account, affording seamless management of clients? accounts. When opening health savings accounts, customers can select from two industry-leading HSA custodians as their product sponsor. |
| iNautix® Document Management—Next-Generation Imaging and Workflow Solutions
June 08, 2009 Conveniently manage all of your documents on one platform. iNautix Document Management allows you to capture, store, route, and retrieve financial documents from any custodian. |
| Fund Solutions—The Centerpiece of Your Business-Building Strategy
June 08, 2009 Providing a robust mutual fund platform, as well as efficiency in service delivery and processes, is key to helping you effectively maintain and build your business. Pershing's fund solutions go beyond investment offerings to include a powerful lineup of tools, services and support. |
| Cash Management Choice Program—The Power of Choice
June 08, 2009 Through Pershing's Cash Management Choice Program, you can provide your clients and investment professionals with the ability to better address cash management needs by enabling idle cash to earn additional interest. The options available through Pershing allow you to offer your clients the choices that best suit their needs and risk tolerances. |
| Equities, Options and Foreign Exchange—Streamlined Solutions for Global Markets
June 08, 2009 The globalization of the equities and options markets has generated new opportunities—and new challenges. Long recognized as a market leader, Pershing provides solutions that can give you a competitive advantage today, as well as position you for the future. Our expertise in order execution and regulatory compliance, coupled with an in-depth knowledge of current issues and trends, can help you build your business and manage risk. |
| Wealth Management Solutions-Helping You Grow Your High-Net-Worth Business
June 08, 2009 Being able to offer your clients a full complement of wealth management solutions is critical to solidifying long-term relationships and potentially consolidating more of your clients' business with your firm. Leveraging the extensive experience and knowledge of our professionals, you can maximize the opportunities that wealthy clients present. |
| Your Business Without Limits™—Comprehensive Global Prime Brokerage Solutions
June 08, 2009 In this competitive global environment, you are determined to take your business further. To get there, you need a partner that delivers the attention and resources your business deserves. Pershing Prime Services offers you a comprehensive, integrated suite of prime brokerage solutions, backed by an extraordinary level of dedicated, high-touch service. |
| FundVest® Participating Fund Families
June 08, 2009 FundVest® is Pershing's no-transaction-fee platform, which provides access to over 3,000 mutual funds, managed by more than 200 highly regarded fund companies. This reference piece provides a list of participating FundVest fund families. |
| Pershing Advisor Solutions ValueAlliance®-Industry-Leading Solutions. Preferred Pricing.
June 08, 2009 Pershing Advisor Solutions is dedicated to providing access to a broad range of third-party resources to meet your critical business needs. ValueAlliance® provides you with access to many of the industry's most powerful resources, including tools to help you drive growth, optimize human capital, and maximize operational efficiency. |
| CDARS®—An Efficient Way for High-Net-Worth Investors to Maximize Access to FDIC Insurance
June 08, 2009 Investors are increasingly seeking the protection afforded by the Federal Deposit Insurance Coporation (FDIC). One way to put large dollar amounts into CDs is the Certificate of Deposit Account Registry Service® or CDARS. CDARS, operated by Promontory Interfinancial Network, LLC, allocates investor deposits among the banks in its network to obtain access to full FDIC coverage. |
| Getting the Most From Your Investments—Convenient Financing Options to Complement Your Investment Strategy
June 08, 2009 This brochure explains how clients can expand their purchasing power by leveraging the securities in their brokerage accounts through Pershing's Lending Solutions. |
| ProCash Plus®—The Financial Organizer. Organize Your Finances, Simplify Your Life.
June 08, 2009 This client brochure explains how your clients can turn their ordinary investment account into a powerful asset management tool that simplifies the way they manage investing, checking, saving, and spending. It also includes the ProCash Plus® application, agreement, and terms card. |
| Subscribe®—Enhanced Productivity with Streamlined Solutions
June 08, 2009 Subscribe® streamlines how you process, service and maintain fixed and variable annuities, helping you enhance your clients' overall experience and capture a greater share of this growing market. Subscribe enables you to conveniently consolidate existing annuity contracts in your clients? brokerage accounts, giving you a comprehensive view of their portfolios. |
| iNautix® Business Consulting—Experienced Specialists. Tailored Strategies and Solutions.
June 08, 2009 In today's competitive environment, financial services firms need to do everything possible to optimize operations and accelerate their growth. iNautix Business Consulting has the expertise you need to help maximize performance across your entire firm. |
| The Pershing Advantage-Comprehensive Business Solutions for Investment Professionals
June 08, 2009 Pershing's exclusive focus on serving investment professionals and their financial organizations worldwide ensures an unparalleled level of expertise and commitment to you and your business. Pershing brings a consultative, collaborative approach to everything we do by listening closely to understand what you need to be successful. |
| Fixed Income Trading—Access a World of Fixed Income Opportunities
June 08, 2009 Our dedicated team of experts, electronic trade execution and market making capabilities, and access to new issues can help you take your success to the next level. Pershing?s powerful suite of tools and resources can help you differentiate yourself from the competition. |
| RIA Complete Advisory Brochure for Broker-Dealers
June 08, 2009 Pershing's RIA Complete offers a comprehensive solution to help you retain and expand your share of business—whether fee- or commission-based. |
| Lending Solutions—Leverage-Based Products for Active Investors
June 08, 2009 At Pershing, we believe that strategic liability management has the potential to enhance a client?s wealth management plan. That?s why we offer a range of lending solutions that can help your clients get the most out of their portfolios, extend purchasing power, or generate income without compromising their current investment strategies. |
| FDIC-Insured Solutions in an Uncertain World
June 05, 2009 Cash management strategies have never been more important to a well constructed portfolio than they are today. Volatility in the stock and bond markets has created the need for a portfolio stabilizer. This need is even more acute for investors at the front edge of the demographic wave of retiring baby boomers, whose needs are shifting from the long-term accumulation of capital to the preservation of capital for retirement and other objectives. |
| NetX360™-The Complete Solution to Manage Your Evolving Business Needs
June 01, 2009 Announcing NetX360™, Pershing's revolutionary technology platform for investment professionals and RIAs, providing the tools you need to manage clients' accounts, deliver first-rate service and develop new sales and revenue opportunities. NetX360 offers you one complete solution to efficiently manage your entire business, whether it's commission or fee-based. |
| RIA Solutions-A Broker-Dealer's Guide
April 14, 2009 Explore the full range of advisor options, including corporate RIA and independent business models, and discusses the pros and cons of each approach. |
| RIA Complete™—Advisory Solutions For Brokers-Dealers
April 14, 2009 Pershing's RIA Complete offers a comprehensive solution to help you retain and expand your share of business—whether fee- or commission-based—without limits. |
| Develop a Strategy to Grow Your Business
March 23, 2009 Learn practical approaches for generating referrals with step-by-step best practices, drawing on input from thousands of investors across the country, with our guidebook, An Independent Advisor's Guide to Creating a Client Referral Strategy. |
| Subscribe® - Pershing's annuity platform with access to over 100,000 investment professionals
February 09, 2009 Streamline how you process, service, and maintain annuity contracts efficiently with Pershing?s Subscribe® annuity platform. Accessible through NetExchange Pro®, Subscribe offers an annuity order entry platform, consolidation of annuity contracts within client brokerage accounts, and a comprehensive view of all client assets on a single screen. |
| Comprehensive Global Business Solutions for Financial Services Organizations
February 05, 2009 Pershing is the global partner of choice for your business model, whether your focus is on individual or institutional clients, in the United States or abroad. |
| Attract 401(k) and IRA Rollover Assets
January 21, 2009 Pershing's Mutual Fund Only IRA is a cost-efficient way for your clients to achieve broad diversification across multiple fund families. |
| Your Business Without Limits™
December 17, 2008 Whether your focus is on individual clients or institutional clients, in the United States or abroad, Pershing is the global partner of choice for your business model. With no retail channel to distract us, we are completely invested in your business. |
| Investment Solutions
December 17, 2008 At Pershing, you will find a range of innovative investment solutions that is both broad and deep—including, cash management products, retirement planning and income opportunities, specialized managed account solutions, portfolio evaluation tools, and wealth management services. |
| NetExchange Services
December 10, 2008 NetExchange Services™ is the gateway to Pershing's open-architecture solution, offering real-time access to financial tools and information, via your firm's proprietary front-end, or third-party, software. |
| Training Services
December 10, 2008 Ensuring your firm has the knowledge and expertise to conduct business efficiently and effectively can be crucial to your success. Take advantage of our training services to receive personalized and turnkey solutions that empower you, your professionals, and your support staff to perform even better. |
| Quality Scorecard
December 10, 2008 Our commitment to customer satisfaction means sharing tools and information as partners, making each investor experience a positive one. The most tangible evidence of our drive to service excellence is the Quality Scorecard. |
| NetExchange Client-Flexible Technology to Deliver Online Brokerage Services to Your Clients
December 10, 2008 NetExchange Client® enables your firm to offer your clients an online brokerage platform to access account information, place trades, and get quotes, news, and research to help them manage their finances. |
| Pershing Prime Services
December 10, 2008 Pershing Prime Services offers you a comprehensive, integrated suite of prime brokerage solutions, backed with an extraordinary level of dedicated, high-touch service. Our principal trading desks focus solely on customer facilitation and we do not engage in proprietary trading, allowing us to offer an unconflicted approach to serving your business. |
| iNautix (USA) LLC
December 10, 2008 Through iNautix, you have access to a company that combines financial experience and technology expertise to not only face the challenges posed by today's dynamic financial industry, but to excel ahead of your competitors. |
| Client Reporting
December 10, 2008 As a Pershing customer, you will be able to offer your clients a full suite of documents that present a variety of essential information about account trades and activity, performance, and tax-reportable transactions—all at the push of a button. |
| Pershing Advisor Solutions
December 10, 2008 Pershing Advisor Solutions LLC is dedicated to serving registered investment advisors. We bring undivided focus, a deep understanding of your business challenges, and proven thought and technology leadership to a rapidly changing industry. |
| Preferred Pricing on Industry-Leading Solutions
December 03, 2008 Armed with the knowledge of the challenges your firm faces, Pershing Advisor Solutions has leveraged its scale and buying power to access many of the industry's leading providers at beneficial terms in our ValueAlliance® program. Pershing Advisor Solutions works on your behalf to negotiate the best deals and the most relevant, competitively differentiated offers to meet your needs. |
| World-class financial services to support an evolving, global market
November 21, 2008 The breadth of our experience in clearing and settlement, billing, custody, and reporting services gives us an enormous advantage in tailoring our services to your needs. |
| ValueAlliance®
November 19, 2008 ValueAlliance® provides your firm with a network of best-of-class, third-party products and services offered at preferred rates—giving your business a competitive edge. |
| Trading Services: Tailored Solutions for Investment Advisors
August 01, 2008 The Pershing name has been synonymous with high quality execution for nearly 70 years. |
| A Paperless Solution for Advisors-Transform your Business with iNautix® Document Management
July 24, 2008 Archaic, paper-based filing systems are quickly becoming obsolete. As advisors look for document storage vehicles to minimize paper, they are finding that the next generation of document management systems can also help them become more efficient, improve client service, and reduce costs. |
| The Pershing Advantage
May 30, 2008 You could gain distinct advantages by working with a Pershing-affiliated firm. As the industry leader, Pershing is your gateway to an unparalleled network of financial organizations. |
| Control, Flexibility, and Faster Executions
May 29, 2008 The Rules Engine™ plays an important role in your daily processes. |
| American Express International Dollar Card
May 26, 2008 Now you can offer your Latin American and Caribbean clients the convenience of the American Express International Dollar Card. |
| Investors Wise Up to 130/30 Strategies
May 26, 2008 Read Institutional Investor's article on 130/30 strategies, including interviews with industry leaders at The Bank of New York Mellon and Pershing LLC, discussing recent market volatility and what it may mean for the future of your fund. |
| Do You Have Limited Marketing Resources?
May 26, 2008 Whatever your marketing challenge, Pershing has solutions. |
| Powerful Capabilities
May 26, 2008 Our team of knowledgeable professionals, open-architecture approach to technology, and unrivaled service and support can help you meet the demands of global equities and options markets. |
| Expand Your Business Resources
May 23, 2008 Access best-of-breed NetExchange® Content providers to boost performance and efficiency. |
| Achieve Better Performance
May 22, 2008 Attend our personalized training sessions to understand how Pershing Advisor Solutions can help you grow your business without limits. |
| Customized Solutions for Your Business
May 22, 2008 Pershing Advisor Solutions provides a comprehensive range of institutional quality solutions to meet virtually every need combined with a uniquely consultative approach. |
| Make the Transition to Independence
May 22, 2008 We are dedicated to helping you make a rapid and informed career transition. An Advisor's Guide to Establishing an Independent Practice helps you understand the process and answers your questions about starting your own business. |
| Total Access to the Fixed Income Markets
May 21, 2008 Our extensive fixed income capabilities can help you meet the rapidly rising demand for fixed income. |
| Learning Power
May 21, 2008 Firms rely on state-of-the-art technology and vast resources to deliver leading financial products and services—but in today's evolving business environment,that may not be enough. Competition is ever-present and the pace of change is fierce. Ensuring your firm has the knowledge and expertise to conduct business efficiently and effectively can be crucial to your success. Proficiency in key areas—including technology, policies, and procedures—and the ability to leverage best practices can help you stay ahead of your competitors and grow your business without limits. |
| Compliance Solutions to Protect You and Your Business
May 21, 2008 Develop reports, remain informed of trade violations, and view information based on your parameters through ComplianceView®. |
| Expand borrowing power
May 21, 2008 Provide your clients an alternative to high-rate loans and credit cards with securities-based lending through LoanAdvance®. |
| Preferred Pricing on Industry-Leading Solutions
May 21, 2008 Armed with the knowledge of the challenges your firm faces, Pershing has leveraged its scale and buying power to access many of the industry's leading providers at beneficial terms in our ValueAlliance® program. |
| Pershing's Retirement Planning Solutions
May 21, 2008 Offer your clients a wide array of sophisticated Retirement Planning Solutions and value-added services. The retirement wave is upon us: The U.S. Census Bureau reports that the oldest of America's 78.2 million baby boomers began to turn 60 in 2006. As baby boomers retire, they will demand more information and assistance as they plan for their retirement years. And it's not just baby boomers; more and more people at all phases of life are now thinking about and planning for their futures. So whether clients come to you as retirees in their distribution phase or as investors still in the accumulation phase, you need to be armed with retirement solutions that fit a range of needs and asset levels. Offering a wide array of sophisticated retirement planning products and value-added services, Pershing can position you to tap into this lucrative market. |
| Measuring How Well We Support You
May 21, 2008 Our firm-wide service excellence program aims to improve and enhance your experience. |
| Make the Transition to Independence
May 20, 2008 We are dedicated to helping you make a rapid and informed career transition. An Advisor's Guide to Establishing an Independent Practice helps you understand the process and answers your questions about starting your own business. |
| Seamlessly Trade Online
May 20, 2008 Access a live and executable inventory of more than 25,000 bonds from more than 90 fixed income dealers through BondCentral®, our online fixed income trading platform. |
| Leverage Support that Goes the Distance
May 20, 2008 Pershing Advisor Solutions provides the practice management support that can help you grow your business without limits. |
| Customized Technologies to Support Your Business
May 20, 2008 Pershing Advisor Solutions creates customizable solutions for your technology challenges to keep you ahead of the competition. |
| Access to the Most Important Desks
May 20, 2008 Pershing Advisor Solutions has the global trading power to meet the needs of your clients. |
| Account Opening Is Revolutionized
May 20, 2008 Accessible via NetX360™, Account Services enables you to open new accounts, as well as update and maintain existing account information. |
| Let Your Business Thrive
May 20, 2008 Cultivate a relationship that provides you with the service quality your business demands. |
| Expand Your Clients' Borrowing Power
May 20, 2008 Provide your clients an alternative to high-rate loans and credit cards with securities-based lending through LoanAdvance. |
| Chart the Right Course
May 20, 2008 Pershing Advisor Solutions has the resources and knowledge to make your business more efficient and easier to manage. |
| Global Solutions for Registered Investment Advisors
May 20, 2008 Discover solutions to help you make the most of your client relationships. |
| Peak Investment Solutions for Your Clients
May 20, 2008 Pershing Advisor Solutions offers a broad range of customized investment solutions for your business. |
| Employ Actionable Information
May 20, 2008 Explore the seven key behaviors behind successful teams, and gain insight into the leading factors driving employee commitment and satisfaction in The Best-Kept Secrets of High-Performing Teams. |
| Build Your Business With Highly Scalable Solutions
May 20, 2008 Gain unparalleled support for all your separately managed accounts with our open-architecture Managed Account Direct™ platform. |
| Integrated Solutions for Short-Enabled Fund Managers
May 21, 2008 The Bank of New York Mellon's asset servicing, administration, and collateral management groups, combined with Pershing Prime Services, provides an integrated platform that brings together all the servicing and financing functions needed to manage eligible 130/30 funds. |