The Rules Engine™ plays an important role in your daily processes.

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Our proprietary rules-based compliance system, The Rules Engine is designed to improve the effectiveness of your compliance department. Operating through a link within our ComplianceView system, The Rules Engine addresses a variety of regulatory, credit, and business issues, and lets you set applicability standards according to your firm’s needs. Orders that don’t meet the parameters you set are routed to your firm for manual approval; orders that pass go directly for execution.